Search
Showing 5163 results
Enforcement clarification
U.S. Court: CFTC Must Prove Specific Intent In Manipulation Case
CONTINUE READINGCybersecurity spotlight: U.S. officials meet with financial services execs
U.S. government officials held a meeting on Oct. 21 with financial services executives, financial regulators and administration officials to discuss cybersecurity and the financial stability implications of a cyber incident.
CONTINUE READINGCompliance collaboration
SGX Launches Initiatives to Address Spoofing and Other Market Misconduct
CONTINUE READINGUncleared Swaps
On June 29, the Commodity Futures Trading Commission voted unanimously to propose a rule that would apply the CFTC’s margin requirements for uncleared swaps in the context of cross-border transactions.
CONTINUE READINGTwo U.S. Banking Agencies Propose "Recalibration" of Leverage Ratio
The Federal Reserve Board and the Office of the Comptroller of the Currency, the branch of the U.S. Treasury Department that oversees national banks, proposed a rule on April 11 that would revise the leverage ratio requirements for the eight largest and most systemically important U.S. banking organizations.
CONTINUE READINGTrading Engine Overhaul
The arms race of trading technology is showing no signs of stopping in the exchange world.
CONTINUE READING