Course Overview
This course, produced jointly by FIA and ICE US, is designed to help market users understand and comply with some of the most important trading rules of the exchange. Content covers disruptive trading practices, wash trades, position limits, block trades, exchange-for-related-positions, and pre-arranged trades.
Course duration: 35 minutes
Course Pricing
Key Takeaways
Upon successful completion of the course, the learner will:
- Be able to distinguish between illegal and inadvertent wash trades.
- Explain position limits, position accountability levels, exemptions and conditional limits and aggregation of positions and contracts.
- Understand which pre-execution communications concerning trades are permitted.
- How to avoid disruptive trading practices.
- Explain the basics of block trades and Exchange for Related Positions (EFRPs).
Course Details
The courses focuses on:
- Wash trades
- Pre-arranged trades
- Block trades
- Exchange for Related Positions (EFRPs)
- Disruptive trading practices
- Position limits
Real cases and interactive exercises enhance comprehension.
Who Should Take this Course?
- Anyone who trades on or supervises access to ICE US markets.
- System developers and technologists who design, support or monitor electronic trading systems.
- Brokers, sales and customer support staff who work with clients placing trades.
- Legal, risk and compliance professionals responsible for supervising trading conduct.
- Regulators seeking a clearer understanding of how an exchange oversees market participants.
To complete the course, learners must pass the final assessment with a score of 80% or higher. Upon successful completion, a training certificate will be available for download.
Course Pricing
