With the release of a new DMIST standard, the industry now has a framework to accelerate processing times, more efficiently collect the data needed to effect the position transfer and set the stage for automating the process. Representatives from brokerage firms, clients and clearinghouses will share their insight on how clients, clearing members and clearinghouses can work together to streamline the Position Transfer process and reduce risk.
CONTINUE READINGFIA comes to Paris to discuss regional issues and developments impacting the use of listed and cleared derivatives.
CONTINUE READINGThis webinar will provide an overview of the criminal provisions of the Commodity Exchange Act and practical insights for firms to avoid liability. Specific topics will include: the elements of criminal violations under the CEA, notable prosecutions brough under the criminal provisions, analysis of why prosecutors prefer using the wire fraud and commodities fraud statutes to charge commodities fraud schemes, how criminal prosecutors analyze potential criminal commodity violations as well as their process for approving charges and practice pointers for avoiding criminal scrutiny for CEA violations. Jones Day attorneys will draw on their prior experience at both the CFTC and DOJ where they served in senior roles.
CONTINUE READINGCo-hosted by FIA and SIFMA AMG, the Asset Management Derivatives Forum brings together market participants from all sides of a trade to examine the latest developments in global derivatives trading and clearing, operations and regulation.
CONTINUE READINGJoin us for this leading conference on how global forces and regional trends and issues are shaping Asia-Pacific markets.
CONTINUE READINGFIA’s quarterly review of volume and open interest on derivatives exchanges worldwide. This webinar will provide insights into trends in trading activity in the global listed derivatives markets for the year to date.
CONTINUE READINGWith the ongoing evolution of derivatives market infrastructure, and with the advent of new derivatives products, the Commodity Exchange Act is becoming an increasingly relevant statute in state and private party litigation. Please join our expert panel from Milbank LLP for a timely discussion of cases and controversies under this time-tested law in the emerging financial markets space.
CONTINUE READINGThe annual FIA Disaster Recovery Exercise is conducted to test primary and back-up site communications to and from derivatives exchanges and clearinghouses, that is, both front- and back-office, and to verify round-trip connectivity and process recovery.
CONTINUE READINGTop off your Asia Derivatives Conference experience with the Asia Derivatives Conference Charity Golf Outing at the Orchid Country Club – and support a fantastic charity, Futures for Kids.
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