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FIA submitted a letter to the SEC that raises concerns about the Options Clearing Corporation’s (OCC) proposed new capital management plan. In the letter, FIA raised issues about the lack of a...
FIA’s Financial Management Committee submitted a petition for more flexibility for FCMs to invest customer funds in safe and liquid financial instruments under applicable CFTC rules. Specifically...
FIA responded to both the CFTC and the SEC on ICE Clear Credit’s proposed rule amendments to allocate non-default losses for investment losses and custodial losses to clearing members.
FIA and ISDA sent a joint comment letter today in response to the CFTC’s call to enhance the rules governing various aspects of the Core Principles applicable to derivatives clearing organizations...
On 6 September, FIA submitted a response to ESMA to their consultation on the development in prices for pre- and post-trade data and on the consolidated tape for equity instruments. The...
FIA is circulating this notice to inform FIA members that an important new set of template disclosures have been added to the FIA's online documentation library.
On July 10, the Commodity...
FIA’s commodities members wrote in support of the CFTC’s efforts to improve its swap data reporting rules and stressed the importance of the Commission and public having access to accurate and...
Global Reach. Regional Expertise.
