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DOJ's foray into the CFTC's enforcement world: spoofing, commodities fraud, wire fraud and even RICO
This webinar will cover DOJ's transition from bringing Commodity Exchange Act claims (manipulation and false reporting) to relying more heavily on commodities fraud and wire fraud.
CONTINUE READINGFireside chat with Jamie McDonald: a discussion of the revised penalty guidance and enforcement priorities
Join us on Thursday, May 28 for a virtual fireside chat with special guest Jamie McDonald, Director of the CFTC Division of Enforcement.
CONTINUE READINGBlock trades on CME Group exchanges during the COVID-19 pandemic
Join CME Group Market Regulation for a block trade rule and guidance refresher and gain insight into how the team is regulating block trades during the COVID-19 pandemic.
CONTINUE READINGNegative pricing – why it happens and its implications
The crude oil price drop to below zero last month took many market participants and observers by surprise.
CONTINUE READINGFIA Webinar: CSDR settlement discipline regime - overview and application to cleared derivatives
You are invited to tune in to a presentation on the EU CSDR settlement discipline regime and its application to cleared derivatives.
CONTINUE READINGThe impact of Covid-19 on cleared derivatives
FIA invites you to join us for a webinar that will discuss recent UK Government emergency measures and the impact that they could have on the listed and cleared derivatives.
CONTINUE READINGCCO annual reports: what you need to know
A webinar that will break down what is required, what is expected, and how to avoid common mistakes in your firm’s CCO annual report.
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