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Trade associations raise concerns with SEC comment periods
The FIA Principal Traders Group (FIA PTG) recently joined 24 trade associations (Associations) in a joint letter to the Securities and Exchange Commission (Commission) regarding the importance of sufficient comment periods in connection with regulatory proposals.
CONTINUE READINGFIA responds to FCA Quarterly Consultation No 35
FIA submitted a response to proposals by the U.K.'s Financial Conduct Authority regarding the UK MiFID II ancillary activities exemption calculation.
CONTINUE READINGFIA PTG responds to SEC proposal to shorten the securities transaction settlement cycle
In a letter filed today with the Securities and Exchange Commission (SEC) the FIA Principal Traders Group (FIA PTG) supported the proposed move from T+2 to T+1 settlement.
CONTINUE READINGFIA requests CFTC codify no-action relief for treatment of separate accounts by FCMs
FIA has written a letter to the US Commodity Futures Trading Commission requesting codification of no-action relief initially set forth in CFTC Letter No. 19-17, Advisory and Time-Limited No-Action Relief with Respect to the Treatment of Separate Accounts by Futures Commission Merchants, and subsequently extended in CFTC Letter Nos. 20-28 and 21-29.
CONTINUE READINGFIA thanks Commissioner Stump for service at CFTC
Washington, DC—FIA President and CEO Walt Lukken made the following statement about the departure of Commissioner Dawn Stump from the US Commodity Futures Trading Commission.
CONTINUE READINGETD Volume - March 2022
Worldwide volume of exchange-traded derivatives reached 6.85 billion contracts in the month of March, the highest monthly total ever recorded.
CONTINUE READINGIndustry Trends: The Future of Digital Assets and Sustainability
Over the past two years, the Asia-Pacific region has been significantly impacted by the global pandemic. This has led to several innovative solutions and products to maintain the growth trajectory in the region over the past decade.
CONTINUE READINGFIA PTG responds to SEC proposed expansion of Reg ATS to Government Securities ATSs
In a letter filed today with the Securities and Exchange Commission (SEC), the FIA Principal Traders Group (FIA PTG) again supported the SEC's efforts to increase transparency, access and the resiliency of the Government Securities marketplace by eliminating the exemption of Government Securities alternative trading systems (ATSs) from compliance with Regulation ATS.
CONTINUE READINGQ1 2022 Trends in Futures and Options Trading
In this webinar, speakers highlight the main trends in trading activity in Q1 2022 in the global exchange-traded derivatives markets, with category and regional breakdowns as well as exchange and contract rankings.
CONTINUE READINGFIA PTG responds to SEC short sale marking proposal
In a letter filed today with the Securities and Exchange Commission (SEC), the FIA Principal Traders Group (FIA PTG) raised concerns with the proposed short sale marking rulemaking.
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