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The SEC’s new derivatives rule: practical implications for funds
The SEC recently adopted Rule 18f-4 under the 1940 Act, which will establish a comprehensive framework for the use of derivatives transactions by registered funds.
CONTINUE READINGReviewing Europe’s algorithmic trading rules
Algorithmic trading has become a central component in modern financial markets. In Europe, MiFID II introduced a comprehensive set of rules around algorithmic and high-frequency trading as well as various aspects of market microstructure.
CONTINUE READINGOutlook 2021: lessons learned from 2020, insights from Washington, and clearing strategies for 2021
This year we will focus on the perspective coming from Washington but expand the discussion to look at lessons learned in 2020 as well as the clearing strategy for 2021.
CONTINUE READINGCFTC enforcement update: 2020 in review and outlook for 2021
This panel will provide an overview of the CFTC’s considerable volume of enforcement activity in 2020 and what to expect from the CFTC under the incoming Biden Administration in 2021.
CONTINUE READINGFFK Holiday Auction
Round out your holiday gifts with fantastic options from the virtual FFK Holiday Auction! Find unique gifts and experiences to share with your family, friends and colleagues and raise much-needed funds for the industry’s charity, Futures for Kids.
CONTINUE READINGChina’s latest steps to open its markets - new qualified foreign investor regime and expanded product scope
As part of China's ongoing efforts to open up key areas of the onshore financial markets to international investors, regulators in China announced new regulations to combine the separate QFII and RQFII regulatory regimes with a unified Qualified Foreign Investor (QFI) regime.
CONTINUE READINGCybersecurity “war room” exercise
This virtual exercise will cover a major co-location data center loss that poses a potential systemic risk to the futures markets and its participants.
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