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President's Message November 2014
This November, all eyes in Washington are focused on the mid-term Congressional elections
CONTINUE READINGFIA survey shows positive outlook for cleared derivatives markets
FIA conducted a survey at the beginning of 2021 to assess the outlook for the global cleared derivatives industry. The survey gathered feedback from people working at banks, brokers, exchanges, technology vendors and other firms that support the trading and clearing of derivatives such as futures and options.
CONTINUE READINGFIA responds to SEBI consultation paper on safeguarding clients’ funds placed with stock brokers/clearing members
FIA has expressed concern that the proposed requirements could have negative effects on the timing and operational complexity of returning funds to clients, hindering CMs' ability to dynamically meet the needs of their clients.
CONTINUE READINGSpecial derivatives insider trading considerations and risk reduction techniques during a pandemic
This webinar identified key concerns of regulators and prosecutors, with a special focus on the types of relationships and non-public information that may be most vulnerable to abuse —and most scrutinized by the authorities.
CONTINUE READINGFIA and FIA Tech release guidelines for the simplified execution source code
Today, FIA together with affiliate FIA Tech, announced new technical guidelines for firms to properly identify the correct brokerage when executing and clearing exchange traded derivatives.
CONTINUE READINGFIA Forum: Frankfurt 2019
FIA Forum: Frankfurt 2019 - European Regulatory Developments
CONTINUE READINGCompliance and Regulation Forum: The Future of Cross-border Market Regulation
Compliance and Regulation Forum: The Future of Cross-border Market Regulation
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