Washington, D.C. — Upon the announcement that National Futures Association (NFA) President and CEO Dan Roth is retiring, FIA President and CEO Walt Lukken released the following statement thanking him for his service to the industry:
CONTINUE READINGSeg Funds Revisited: Industry Response to Peregrine and MF Global Collapses
CONTINUE READING*NEW* - Note on 4% capital charge under CRR Article 305
CONTINUE READINGPosition limits for derivatives (RIN 3038-AD15 and 3038-AD16)
CONTINUE READINGPresentation to ESMA on Trade Reporting Obligations Under EMIR
CONTINUE READINGPresentation for FCA and BoE on EMIR Implementation: Segregation & Portability
CONTINUE READINGRequest for Confirmation of Rule Interpretations with Respect to CFTC Rule 1.73
CONTINUE READINGRequest for no-action relief from compliance with certain requirements of CFTC regulation 3.3 relating to the form and content of the annual report
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