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FIA Opposes LCH.Clearnet Proposal for Covering Losses from Treasury Management
Application of the Proposed Rules as they relate to Customer Property would violate certain regulations of the Commodity Futures Trading Commission (“CFTC”).
CONTINUE READINGJoint Trade Association letter on MiFID II – Annexe I Section C.6 – Definition of Financial Instruments
Joint Trade Association letter on MiFID II – Annexe I Section C.6 – Definition of Financial Instruments
CONTINUE READINGJoint Trade Associations Letter to IOSCO Secretary General on UTIs
Joint Trade Associations Letter to IOSCO Secretary General on UTIs
CONTINUE READINGLetter to Commissioner Sommers Re: Definition of a "US Person"
Letter to Commissioner Sommers Re: Definition of a "US Person"
CONTINUE READINGLetter from ESMA to the FOA on ETD reporting
Letter from ESMA to the FOA on ETD reporting
CONTINUE READINGLetter to the Financial Times calling for IOSCO to take forward the dialogue on mutual regulatory recognition
Letter to the Financial Times calling for IOSCO to take forward the dialogue on mutual regulatory recognition
CONTINUE READINGLukken discusses FIA's key policy issues
FIA President and CEO Walt Lukken spoke with Jim Kharouf of John Lothian News about FIA's priority issues for the rest of 2016.
CONTINUE READINGManaging the Risk of Financial Transactions - Guidelines for Market Participants
Managing the Risk of Financial Transactions - Guidelines for Market Participants
CONTINUE READINGMarket Abuse Regulation and Directive - Summary of Key Points
Market Abuse Regulation and Directive - Summary of Key Points
CONTINUE READING