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FIA MiFID II Project Plan
FIA's project plan helps members track the progess towards meeting the deadline of 2 March for responding to ESMA's latest consultation on MiFID II/MiFIR
CONTINUE READINGFOA response to Consultation Paper: ESMA/2011/446 – Guidelines on certain aspects of the MiFID compliance function requirements
FOA response to Consultation Paper: ESMA/2011/446 – Guidelines on certain aspects of the MiFID compliance function requirements
CONTINUE READINGFOA response to the Consultation Paper on Exemption for market making activities
FOA response to the Consultation Paper on Exemption for market making activities
CONTINUE READINGFOA Response to CP11/4: The Client Money and Asset Return (CMAR): Operational Implementation
FOA Response to CP11/4: The Client Money and Asset Return (CMAR): Operational Implementation
CONTINUE READINGFOA Response to CP12/7: Financial Services Compensation Scheme: changes to the Compensation sourcebook
FOA Response to CP12/7: Financial Services Compensation Scheme: changes to the Compensation sourcebook
CONTINUE READINGFOA response to the Discussion Paper on Draft Regulatory Technical Standards on Risk Mitigation for OTC Derivatives, CCPs and Trade Repositories
FOA response to the Discussion Paper on Draft Regulatory Technical Standards on Risk Mitigation for OTC Derivatives, CCPs and Trade Repositories
CONTINUE READINGFOA Response to DP11/1: Product Intervention
FOA Response to DP11/1: Product Intervention
CONTINUE READINGFOA response to the EBA Discussion Paper on Draft Regulatory Technical Standards on the Capital Requirements for CCPs Under the Draft Regulation on OTC Derivatives, CCPs and Trade Repositories
FOA response to the EBA Discussion Paper on Draft Regulatory Technical Standards on the Capital Requirements for CCPs Under the Draft Regulation on OTC Derivatives, CCPs and Trade Repositories
CONTINUE READINGFOA response to ESMA Consultation Paper on Draft Technical Standards for Regulation of OTCs, CCPs and Trade Repositories
FOA response to ESMA Consultation Paper on Draft Technical Standards for Regulation of OTCs, CCPs and Trade Repositories
CONTINUE READING