Application of the Proposed Rules as they relate to Customer Property would violate certain regulations of the Commodity Futures Trading Commission (“CFTC”).
CONTINUE READINGJoint Trade Association letter on MiFID II – Annexe I Section C.6 – Definition of Financial Instruments
CONTINUE READINGJoint Trade Associations Letter to IOSCO Secretary General on UTIs
CONTINUE READINGLetter to Commissioner Sommers Re: Definition of a "US Person"
CONTINUE READINGLetter from ESMA to the FOA on ETD reporting
CONTINUE READINGLetter to the Financial Times calling for IOSCO to take forward the dialogue on mutual regulatory recognition
CONTINUE READINGFIA President and CEO Walt Lukken spoke with Jim Kharouf of John Lothian News about FIA's priority issues for the rest of 2016.
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