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January 10, 2014 • FIA, Customer Protection \ Segregation, Audio

FOA Response to CP13/14

FOA Response to CP13/14

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April 30, 2012 • FIA, Clearing, Recordkeeping and reporting, Audio

FOA response to the Discussion Paper on Draft Regulatory Technical Standards on Risk Mitigation for OTC Derivatives, CCPs and Trade Repositories

FOA response to the Discussion Paper on Draft Regulatory Technical Standards on Risk Mitigation for OTC Derivatives, CCPs and Trade Repositories

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April 1, 2011 • FIA, Audio

FOA Response to DP11/1: Product Intervention

FOA Response to DP11/1: Product Intervention

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April 30, 2012 • FIA, Clearing, Recordkeeping and reporting, Trading, Audio

FOA response to the EBA Discussion Paper on Draft Regulatory Technical Standards on the Capital Requirements for CCPs Under the Draft Regulation on OTC Derivatives, CCPs and Trade Repositories

FOA response to the EBA Discussion Paper on Draft Regulatory Technical Standards on the Capital Requirements for CCPs Under the Draft Regulation on OTC Derivatives, CCPs and Trade Repositories

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August 31, 2012 • FIA, Clearing, Europe, Recordkeeping and reporting, Trading, Audio

FOA response to ESMA Consultation Paper on Draft Technical Standards for Regulation of OTCs, CCPs and Trade Repositories

FOA response to ESMA Consultation Paper on Draft Technical Standards for Regulation of OTCs, CCPs and Trade Repositories

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March 31, 2012 • FIA, Clearing, Recordkeeping and reporting, Trading, Audio

FOA Response to ESMA's Discussion Paper on Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories

FOA Response to ESMA's Discussion Paper on Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories

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January 13, 2012 • FIA, MIFID II, MiFIR, Audio

FOA response to European Parliament's Questionnaire on MiFID/MiFIR 2 by Markus Ferber MEP

The FOA has responded to European Parliament's Questionnaire on MiFID/MiFIR 2 by Markus Ferber MEP

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September 1, 2012 • FIA, Audio

FOA Response to Financial sector resolution: broadening the regime (Cm8419)

FOA Response to Financial sector resolution: broadening the regime (Cm8419)

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September 1, 2011 • FIA, Customer Protection \ Segregation, Audio

FOA Response to FSA CP11/12 Financial Crime: A guide for firms

FOA Response to FSA CP11/12 Financial Crime: A guide for firms

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December 1, 2012 • FIA, Customer Protection \ Segregation, Audio

FOA response to FSA's CP12/22: Client assets regime: Part II & III

FOA response to FSA's CP12/22: Client assets regime: Part II & III

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