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Managing the Risk of Financial Transactions - Guidelines for Market Participants
Managing the Risk of Financial Transactions - Guidelines for Market Participants
CONTINUE READINGMarket Abuse Regulation and Directive - Summary of Key Points
Market Abuse Regulation and Directive - Summary of Key Points
CONTINUE READINGLukken statement on NFA President Dan Roth’s retirement
Washington, D.C. — Upon the announcement that National Futures Association (NFA) President and CEO Dan Roth is retiring, FIA President and CEO Walt Lukken released the following statement thanking him for his service to the industry:
CONTINUE READINGSeg Funds Revisited: Industry Response to Peregrine and MF Global Collapses
Seg Funds Revisited: Industry Response to Peregrine and MF Global Collapses
CONTINUE READING*NEW* - Note on 4% capital charge under CRR Article 305
*NEW* - Note on 4% capital charge under CRR Article 305
CONTINUE READINGPosition limits for derivatives (RIN 3038-AD15 and 3038-AD16)
Position limits for derivatives (RIN 3038-AD15 and 3038-AD16)
CONTINUE READINGPresentation to ESMA on trade reporting obligations under EMIR
Presentation to ESMA on Trade Reporting Obligations Under EMIR
CONTINUE READINGPresentation for FCA and BoE on EMIR Implementation: Segregation & Portability
Presentation for FCA and BoE on EMIR Implementation: Segregation & Portability
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