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FIA and ASIFMA comment on draft Data Security Law of the People’s Republic of China
FIA along with the Asia Securities Industry & Financial Markets Association submitted comments on the Consultation Draft of the Data Security Law (DSL) to the Legislative Affairs Commission of the Standing Committee of the 13th National People's Congress.
CONTINUE READINGFIA remarks on India's discussion paper on algorithmic trading
FIA sent a comment letter to the Securities and Exchange Board of India (SEBI) in response to the regulator's discussion paper on Strengthening of the Regulatory Framework for Algorithmic Trading & Co-location.
CONTINUE READINGFIA and FIA PTG comment in support of the CFTC’s electronic trading proposal
FIA and FIA PTG comment in support of the CFTC’s electronic trading proposal
CONTINUE READINGFIA and SIFMA AMG Release Sample Provisions for FCM Customer Agreements for Separate Accounts
Drafted by representatives of both FIA and SIFMA AMG, the Sample Provisions are being preliminarily published by FIA and SIFMA AMG to provide all market participants with the opportunity to comment as part of the industry’s efforts to promote compliance with regulatory requirements.
CONTINUE READINGFIA PTG opposes Cboe BYX Periodic Auction Proposal
In a letter filed with the Securities and Exchange Commission (SEC) today, the FIA Principal Traders Group (FIA PTG) urged the SEC not to approve Cboe BYX’s proposal to introduce Periodic Auctions for the Trading of U.S. Equity Securities.
CONTINUE READINGMarkets need to be part of the climate change solution, says FIA
FIA has published a new policy paper, "How derivatives markets are helping the world fight climate change," in consultation with its members across the cleared derivatives industry on climate-related risks for financial markets and the global economy.
CONTINUE READINGFIA Responds to EBA on draft regulatory technical standards under IFR
FIA has responded to the EBA consultation on draft Regulatory Technical Standards (RTS) related to implementation of a new prudential regime for investment firms in the EU.
CONTINUE READINGConsolidated response by FIA EPTA to the EBA consultations on IFR/IFD Level 2
FIA European Principal Traders Association (FIA EPTA) appreciates the opportunity to provide feedback to the European Banking Authority (EBA) on the implementation of the new regulatory framework for investments firms (IFR/IFD). FIA EPTA has consistently welcomed the new prudential regime for investment firms contained in the Investment Firm Regulation and Directive (IFR/IFD), which is aimed at creating a tailored and proportionate prudential framework for firms such as those we represent.
CONTINUE READINGFIA releases surveillance and market abuse guidelines
London, UK – FIA today released new guidelines to assist market participants in fulfilling obligations set by UK and European regulators in relation to surveillance and market abuse requirements.
CONTINUE READINGFIA statement on CFTC MRAC subcommittee report on climate change
FIA President and CEO Walt Lukken today made the following statement on the release of the CFTC’s Market Risk Advisory (MRAC) subcommittee report on market risks related to climate change
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