Search
Showing 4081 results
FIA PTG lists concerns with CAT fee structure
FIA PTG submitted a second comment letter to the SEC on the proposed fee structure for the Consolidated Audit Trail (CAT). The letter is in response to an SEC call for industry input on the proposed fees.
CONTINUE READINGThe MiFID II primer: third-country framework
MiFID II and MiFIR, the new pan-European financial market reforms, take effect in January 2018.
CONTINUE READINGSpecial report: U.S. advocacy update
Last week, FIA board members and staff conducted a variety of meetings with policymakers in Washington, D.C.
CONTINUE READINGFIA comments on EMIR Review part 1 REFIT proposals
On 18 July, FIA submitted a response to the European Market Infrastructure Regulation (EMIR) Part 1 (REFIT proposals).
CONTINUE READINGProject KISS: important issues for commodity markets
In April, the Commodity Futures Trading Commission issued a request for information styled “Project Kiss,” designed as an agency-wide review of the CFTC’s rules, regulations and practices with the aim of making them simpler, less burdensome and less costly.
CONTINUE READINGFIA Requests relief from position limit aggregation rules
FIA wrote to the CFTC requesting interpretative guidance or no-action relief for market participants in complying with certain position aggregation requirements.
CONTINUE READINGFIA EPTA response to LME Discussion Paper on Market Structure
FIA EPTA response to LME Discussion Paper on Market Structure
CONTINUE READINGOpening remarks at IDX 2017 by Walt Lukken
Welcome to FIA’s International Derivatives Expo.
CONTINUE READINGFIA and SIFMA file joint response on Chief Compliance Officer rules
FIA and SIFMA submitted a joint response to a proposal issued by the CFTC in May that would amend its chief compliance officer rules.
CONTINUE READINGFIA publishes MiFID II and MiFIR compliance brief for U.S. FCMs
FIA has created a brief to help its members understand how the revised Markets in Financial Instruments Directive (MiFID II) and the associated Markets in Financial Instruments Regulation (MiFIR) may impact U.S. futures commission merchants (FCMs).
CONTINUE READING