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Parliament accepts one-year delay for MiFID II
The European Parliament (EP) has today published an official statement by Markus Ferber (European Parliament Rapporteur for MiFID II), on behalf of the MiFID II negotiation team, accepting the one-year delay of the entry into force of MiFID II in exchange for a swift finalisation of level 2 measures by the European Commission.
CONTINUE READING2016 CFTC and SRO enforcement trends
Get up to speed on the 2016 CFTC and SRO enforcement trends at the final FIA Law & Compliance Division webinar for 2016.
CONTINUE READINGMiFID crashcourse for U.S. CCOs
This webinar will provide bite-sized introductions to key regulatory developments in Europe under the revised Market in Financial Instruments Directive (MiFID II) and the associated Markets in Financial Instruments Regulation (MiFIR).
CONTINUE READINGCFTC, FERC & SEC updates for CCOs
The regulatory landscape for chief compliance officers is rapidly changing as companies enter new markets, each with different rules of engagement.
CONTINUE READINGSummary of new EFRP rules and Q&A with the CME Group
The CME Group is instituting changes to its exchange-for-related positions rules (Rule 538 and accompanying guidance).
CONTINUE READINGAccessing PRC futures and commodities exchanges
China’s markets have been a source of great interest to overseas market participants because of its sheer size and potential.
CONTINUE READINGInsider trading under the Commodity Exchange Act
The CFTC’s new fraud-based anti-manipulation rule, Rule 180.1, provides it with broad authority to prosecute the misappropriation of material non-public information; often referred to as “insider trading.”
CONTINUE READINGIssues & strategies for U.S. fund managers marketing in Europe
This webinar focuses on the current challenges confronted by U.S. fund managers in marketing their funds in Europe due to the current state of European funds legislation as well as the uncertainties arising from the Brexit referendum.
CONTINUE READINGBrexit: what's next for the cleared derivatives markets?
FIA invites you to join us on Tuesday, 28 June for a special webinar that discusses the near-term consequences for the cleared derivatives industry, following the United Kingdom’s vote to leave the European Union.
CONTINUE READINGAn Introduction to bitcoin & blockchain
Join FIA Operations Americas for an introduction to basic concepts surrounding bitcoin and blockchain.
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