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FIA comments on proposed changes to Securities and Futures Regulations in Singapore
On 5 June 2017 and 30 June 2017, FIA submitted responses (jointly with ISDA and ASIFMA) to the Monetary Authority of Singapore regarding proposed amendments to Regulations under the Securities and Futures Act.
CONTINUE READINGFIA EPTA position on the proposed regulation on the framework for recovery and resolution of CCPs
As end users of clearing services, FIA EPTA Members strongly support the European Commission’s objectives to ensure that both CCPs and regulators have effective tools available to mitigate the systemic risks that would emanate from a potential failure of a CCP.
CONTINUE READINGFIA PTG comments on Consolidated Audit Trail fees
FIA PTG submitted a letter today in support of comments by the Securities Industry and Financial Markets Association (SIFMA) on proposed fees for industry members for the Consolidated Audit Trail (CAT).
CONTINUE READINGFIA statement on CFTC Commissioner Sharon Bowen’s resignation
FIA President and CEO Walt Lukken released the following statement in response to CFTC Commissioner Sharon Bowen’s announcement that she will retire from the Commission within the next few months.
CONTINUE READINGFIA Compliance Committee produces Block Trade Fundamentals document
FIA’s Compliance Committee has produced a Block Trade Fundamentals document to assist firms in their understanding of Block Trades.
CONTINUE READINGSwap Trading
Tim Massad, chairman of the Commodity Futures Trading Commission, gave several speeches in April on the need to adjust the CFTC's rules for swap execution facilities
CONTINUE READINGAsia-Pacific perspectives on enforcement, market abuse and market misconduct
This webinar will provide an Asia-Pacific perspective on enforcement issues affecting market participants trading on regulated derivatives markets.
CONTINUE READINGFIA response to EC proposal on clearing in Europe
In response to a legislative proposal on further amendments to the European Market Infrastructure Regulation (EMIR) regarding clearing in Europe, FIA president and CEO Walt Lukken released the following statement
CONTINUE READINGQuick Byte: A summary of equity market structure discussions
Quick Byte: A summary of equity market structure discussions
CONTINUE READINGCustomer collateral protections for listed derivatives in the U.S. and U.K.
This webinar will explore the fundamental features of the US and UK customer protection regimes for collateral.
CONTINUE READING