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Vela, Vidi, Vici
Vela Trading Technologies is on the move. In July, the New York trading and market technology firm, which was formerly known as SR Labs, announced its second acquisition in two months.
CONTINUE READINGWatching Wall Street
Hong Kong Exchanges and Clearing announced on Aug. 11 a three-phase plan to extend the trading hours for its equity index futures and options.
CONTINUE READINGWarning Notice
On June 22, the Hong Kong Securities and Futures Commission issued a circular to futures brokers on compliance and control issues.
CONTINUE READINGLegal Liability: Futures Brokers Exempted from Consumer Arbitration Rule
On July 10, the Consumer Financial Protection Bureau, a U.S. government agency created through DoddFrank, issued a final rule on pre-dispute arbitration agreements.
CONTINUE READINGGetting It All on Tape: GreenKey Partners with Red Box for Advanced Recording Solution
New regulations are making it necessary for investment firms to capture all trade-related communications, including voice conversations.
CONTINUE READINGIndirect Clearing: European Commission Clarifies the New Requirements under MiFID II
On Sept. 22, the European Commission published two separate Delegated Regulations on indirect clearing arrangements.
CONTINUE READINGData Dissemination: ESMA Issues Final Standards for Publication of Derivatives Data
On July 10, the European Securities and Markets Authority issued final regulatory technical standards regarding the aggregation and publication of derivatives data by trade repositories.
CONTINUE READINGInformation Sharing: U.K. and Hong Kong Regulators to Cooperate on Cross-Border Supervision
On July 20, the Hong Kong Securities and Futures Commission and the U.K.
CONTINUE READINGFIA Publishes MiFID II Brief for U.S. FCMs
FIA has created a brief to help members understand how the Markets in Financial Instruments Directive II and the associated Markets in Financial Instruments Regulation may impact U.S. futures commission merchants.
CONTINUE READINGFCM Bankruptcy: U.S. Appeals Court Reverses Sentinel Ruling, Restores Protections for Segregated Funds
On Aug. 14, the U.S. Court of Appeals for the Seventh Circuit issued an opinion that addressed several important questions related to the protections on customer funds.
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