Videos
-
Response by the FIA European Principal Traders Association to the European Commission consultation on the draft Delegated Regulation specifying the conditions under which the commercial terms for clearing services for OTC derivatives are to be considered to be fair, reasonable, non-discriminatory and transparent (FRANDT)
Many of FIA EPTA’s members are clients of direct clearing members, and therefore rely on clearing members for access to financial markets. In consequence, we are supportive of the overarching objective which the Delegated Regulation on FRANDT seeks to achieve, which is to increase access to client clearing services by ensuring that clearing members provide clearing services on fair, reasonable, non-discriminatory, and transparent terms.
CONTINUE READING -
FIA and ISDA respond to European Commission's consultation on FRANDT requirements
FIA and ISDA responded to the European Commission (EC)’s consultation on the draft Delegated Act and accompanying Annex to specify the conditions under which the commercial terms for clearing services for OTC derivatives are to be considered to be fair, reasonable, non-discriminatory and transparent (FRANDT).
CONTINUE READING -
FIA and ISDA response to the European Commission’s ‘Roadmap’ consultation on CSDR
FIA and ISDA on 4 April 2021 submitted a response to the European Commission’s ‘Roadmap’ consultation on the review of CSDR.
CONTINUE READING -
FIA EPTA Response to the HM Treasury Consultation on the Implementation of the Investment Firms Prudential Regime and Basel 3 standards
The FIA European Principal Traders Association (FIA EPTA) appreciates the opportunity to respond to HM Treasury’s consultation on the Implementation of the Investment Firms Prudential Regime and Basel 3 standards. As MiFID II investment firms our members strongly support the more proportionate prudential regime contained in the Investment Firms Prudential Regime (IFPR). FIA EPTA members agree with the Government’s proposals. Specifically, in regard to the UK resolution regime, we would strongly urge the Government to exclude FCA authorised investment firms from its scope. We hope this feedback is useful and would be delighted to provide any further input as required.
CONTINUE READING -
FIA holds board elections at 2021 Annual Meeting
FIA reaffirmed the current officers of the board and added James Mackenzie of TD Ameritrade Futures and Forex, LLC to the board.
CONTINUE READING -
Complying with cybersecurity regulations in an increasing threat environment
Cybersecurity regulation is evolving in the commodity and derivatives markets. Multiple regulations, rules and CFTC requirements are whipsawing challenging companies, while the risk of hacking is on the rise.
CONTINUE READING -
New EU and UK prudential regimes for investment firms
In this webinar, a panel of experts discuss the new EU and UK prudential regimes for investment firms (EU IFR/IFD and UK IFPR).
CONTINUE READING -
Global Exchange Leaders Series - Terry Duffy
As part of Boca-V 2021 – FIA’s virtual take on the International Futures Industry Conference - our President & CEO Walt Lukken interviewed exchange leaders from around the globe for their take on key issues and developments in market access and trends, innovation, and sustainability impacting the cleared derivatives industry today.
CONTINUE READING -
Global Exchange Leaders Series - Loh Boon Chye
As part of Boca-V 2021 – FIA’s virtual take on the International Futures Industry Conference - our President & CEO Walt Lukken interviewed exchange leaders from around the globe for their take on key issues and developments in market access and trends, innovation, and sustainability impacting the cleared derivatives industry today.
CONTINUE READING -
Global Exchange Leaders Series - David Schwimmer
As part of Boca-V 2021 – FIA’s virtual take on the International Futures Industry Conference - our President & CEO Walt Lukken interviewed exchange leaders from around the globe for their take on key issues and developments in market access and trends, innovation, and sustainability impacting the cleared derivatives industry today.
CONTINUE READING
