Videos
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Trends in ETD Trading Q3 2025
FIA’s quarterly review of volume and open interest on derivatives exchanges worldwide. This webinar provides insights into trends in trading activity in the global listed derivatives markets for the year to date, with spotlights on the evolution of credit futures, liquidity in US Treasury futures, and growth in short-dated options.
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Key Regulatory & Trading Requirements for Eurex
This course has been produced jointly by FIA and Eurex. The training provides an overview of select rules and regulations that govern the daily activities of Eurex market participants from brokerage firms and fund managers to commercial hedgers and trading firms. For traders of Eurex contracts and their supervisors, this course covers the special requirements of the T7 Entry Services (TES) and the German regulatory landscape for derivatives trading. It also explores the trader admission process, reporting obligations and position limits.
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Market Conduct Fundamentals
This course provides a high-level overview of prohibited and disruptive practices and exchange requirements in the futures and options industry. The course is designed to help market participants avoid potential exchange violations and fines and/or regulatory actions and civil penalties.
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Anti-Money Laundering Compliance Training
The course provides a clear understanding of the various techniques of money laundering and their threats to the financial industry. Students will learn about the regulations designed to detect, monitor, and prevent criminal actions. The interactive, audio-enhanced course is designed to help industry participants detect, prevent and respond effectively to attempts to launder money through their firms and the futures markets.
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Safeguarding Customer Funds
This course has been jointly developed by NFA, FIA, and industry professionals to help market participants understand the safeguards in place to protect customer funds in the futures market. This online course is designed to meet the training requirements mandated by the Commodity Futures Trading Commission Rule 1.11. According to the rule, all finance, treasury, operations, regulatory, compliance, settlement, and other relevant officers and employees within the organization must be trained annually. The course includes interactive exercises to test comprehension.
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Give Up Essentials
Whether you’re a customer or an employee at a broker, exchange, or CCP, understanding give ups and the complexities they add to the trade flow is essential. This online course illustrates how the introduction of give ups alters the trade flow for futures and options on futures.
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Swaps 101—OTC vs. Listed Derivatives
Welcome to Swaps 101, a foundational course designed to introduce you to the world of swaps, including both over-the-counter and listed derivatives. This comprehensive introductory course demystifies the world of swaps by exploring their structure, market dynamics, key participants, and the tools used to manage risk and gain exposure.
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Rules & Regulatory Guidance for CME Group Markets
This course has been produced jointly by FIA and the CME Group to help market users understand and comply with some of the most important trade practice rules of the CME Group.
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Key Features and Regulatory Framework of the London Metal Exchange
The course has been jointly developed by FIA and the London Metal Exchange to help familiarize new and existing LME market participants with key features of the market and essential rules and regulatory requirements.
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Understanding & Avoiding Spoofing Behavior
Preventing manipulation of derivatives markets, and spoofing behavior, in particular, is a priority for both the exchanges and regulatory authorities that supervise financial markets. This course draws on recent cases to cover the basics of spoofing and how regulators are targeting illegal trading behavior.
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