Videos
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FIA special report: CFTC discusses high-frequency trading
The Commodity Futures Trading Commission hosted a lengthy discussion of high-frequency trading at a public meeting of its Technology Advisory Committee on June 20.
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FOA response to the EBA Discussion Paper on Draft Regulatory Technical Standards on the Capital Requirements for CCPs Under the Draft Regulation on OTC Derivatives, CCPs and Trade Repositories
FOA response to the EBA Discussion Paper on Draft Regulatory Technical Standards on the Capital Requirements for CCPs Under the Draft Regulation on OTC Derivatives, CCPs and Trade Repositories
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FOA response to the Discussion Paper on Draft Regulatory Technical Standards on Risk Mitigation for OTC Derivatives, CCPs and Trade Repositories
FOA response to the Discussion Paper on Draft Regulatory Technical Standards on Risk Mitigation for OTC Derivatives, CCPs and Trade Repositories
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FOA Response to CP12/7: Financial Services Compensation Scheme: changes to the Compensation sourcebook
FOA Response to CP12/7: Financial Services Compensation Scheme: changes to the Compensation sourcebook
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FOA Response to ESMA's Discussion Paper on Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories
FOA Response to ESMA's Discussion Paper on Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories
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FIA publishes order handling Risk Management recommendations for Executing Brokers
Building on recent FIA publications, including Market Access Risk Management Recommendations (April 2010) and Recommendations for Risk Controls for Trading Firms (November 2010), this document offers a number of recommendations for executing firms to consider both in designing policies for their own brokers that handle orders electronically and in dealing with customers that access the markets through a broker’s trading platform.
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Global Futures and Options Trading Climbed 11.4% in 2011
Global Futures and Options Trading Climbed 11.4% in 2011
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FIA task force issues initial recommendations for enhancing customer funds protections
Washington, D.C.—Feb. 29, 2012—The Futures Industry Association released two documents today to address issues related to the bankruptcy of MF Global.
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FOA response to Consultation Paper: ESMA/2011/446 – Guidelines on certain aspects of the MiFID compliance function requirements
FOA response to Consultation Paper: ESMA/2011/446 – Guidelines on certain aspects of the MiFID compliance function requirements
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