Videos
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Complying with CFTC Rule 1.73 for give-ups webinar: a discussion of the FIA give-up screening agreement
The industry has been working to meet the June 1 deadline to comply with CFTC Rule 1.73 that requires executing firms to agree to screen customer orders for limits established by clearing firms with respect to give-up transactions.
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ISDA-v-CFTC_Brief-for-Appellant-CFTC_4-5-2013
ISDA-v-CFTC_Brief-for-Appellant-CFTC_4-5-2013
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FOA respond to IOSCO's report on Recommendations Regarding the Protection of Client Assets
FOA respond to IOSCO's report on Recommendations Regarding the Protection of Client Assets
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Letter to the Financial Times calling for IOSCO to take forward the dialogue on mutual regulatory recognition
Letter to the Financial Times calling for IOSCO to take forward the dialogue on mutual regulatory recognition
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FOA comments re ESMA draft transaction scenarios
FOA comments re ESMA draft transaction scenarios
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FIA elects directors and officers (2013)
The Futures Industry Association today announced the election of board directors at its annual meeting in Boca Raton, Fla.
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FOA launches Netting Analyser
The Futures and Options Association has launched its new legal opinions library – Netting Analyser - which will help subscribing firms to satisfy certain prudential regulatory requirements and reduce the increasing cost of regulatory capital.
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Jeffrey Borchardt
Jeffrey Borchardt has dedicated more than 30 years of his career to the futures industry.
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Andrea M. Corcoran
As one of the most senior officials at the Commodity Futures Trading Commission for many years, Andrea Corcoran played a central role in developing the agency’s policy framework on many issues, most notably in the area of cross-border trading.
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Anthony J. Leitner
Anthony Leitner worked for 24 years at Goldman Sachs as one of the most senior lawyers in its securities division, covering equities and fixed income markets and broker-dealer regulation as well as advising the firm as it establisheda futures commission merchant subsidiary and expanded its presence in the over-the-counter derivatives markets.
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