Videos
-
Letter to Commissioner Sommers Re: Definition of a "US Person"
Letter to Commissioner Sommers Re: Definition of a "US Person"
CONTINUE READING -
FOA response to the Consultation Paper on Exemption for market making activities
FOA response to the Consultation Paper on Exemption for market making activities
CONTINUE READING -
Response to Proposed Amendment to CFTC Large Trade Reporting Rules
Response to Proposed Amendment to CFTC Large Trade Reporting Rules
CONTINUE READING -
FIA issues guidance on systems and controls for electronic trading environments
This document supports and seeks to provide more detailed guidance on the implementation of, amongst other things, the ‘Guidelines on systems and controls in an automated trading environment’ (ESMA Guidelines).
CONTINUE READING -
FOA Guidance on Systems and Controls for Electronic Trading Environments
FOA Guidance on Systems and Controls for Electronic Trading Environments
CONTINUE READING -
CFTC Grants Certain Relief for Rule 1.73
CFTC staff granted an extension of time to comply with certain provisions of the clearing member risk management rule, Rule 1.73, which is scheduled to go into effect on October 1, 2012.
CONTINUE READING -
Seg Funds Revisited: Industry Response to Peregrine and MF Global Collapses
Seg Funds Revisited: Industry Response to Peregrine and MF Global Collapses
CONTINUE READING -
FOA Response to Financial sector resolution: broadening the regime (Cm8419)
FOA Response to Financial sector resolution: broadening the regime (Cm8419)
CONTINUE READING -
-
FOA response to ESMA Consultation Paper on Draft Technical Standards for Regulation of OTCs, CCPs and Trade Repositories
FOA response to ESMA Consultation Paper on Draft Technical Standards for Regulation of OTCs, CCPs and Trade Repositories
CONTINUE READING
