Videos
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FOA submission to ESMA re Scenarios ('3 Options')
FOA submission to ESMA re Scenarios ('3 Options')
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Complying with CFTC Rule 1.73 for give-ups webinar: a discussion of the FIA give-up screening agreement
The industry has been working to meet the June 1 deadline to comply with CFTC Rule 1.73 that requires executing firms to agree to screen customer orders for limits established by clearing firms with respect to give-up transactions.
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ISDA-v-CFTC_Brief-for-Appellant-CFTC_4-5-2013
ISDA-v-CFTC_Brief-for-Appellant-CFTC_4-5-2013
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FOA respond to IOSCO's report on Recommendations Regarding the Protection of Client Assets
FOA respond to IOSCO's report on Recommendations Regarding the Protection of Client Assets
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Letter to the Financial Times calling for IOSCO to take forward the dialogue on mutual regulatory recognition
Letter to the Financial Times calling for IOSCO to take forward the dialogue on mutual regulatory recognition
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FOA comments re ESMA draft transaction scenarios
FOA comments re ESMA draft transaction scenarios
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FIA elects directors and officers (2013)
The Futures Industry Association today announced the election of board directors at its annual meeting in Boca Raton, Fla.
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FOA launches Netting Analyser
The Futures and Options Association has launched its new legal opinions library – Netting Analyser - which will help subscribing firms to satisfy certain prudential regulatory requirements and reduce the increasing cost of regulatory capital.
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FIA Futures Hall of Fame 2009
William Bagley was appointed by President Gerald Ford to serve as the first Chairman of the Commodity Futures Trading Commission shortly after the agency was established in 1974.
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Alger Baldwin “Duke” Chapman
Duke Chapman was one of the legendary figures in the securities industry, first as an executive at the heart of one of the most amazing growth stories on Wall Street and then as the head of the Chicago Board Options Exchange during a crucial period in its history.
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