Videos
-
The Financial Conduct Authority: Approach to Regulation
The Financial Conduct Authority: Approach to Regulation
CONTINUE READING -
FOA Response to FSA CP11/12 Financial Crime: A guide for firms
FOA Response to FSA CP11/12 Financial Crime: A guide for firms
CONTINUE READING -
FOA/AFME joint response: HM Treasury's Review of the Money Laundering Regulations 2007: the Government Response
FOA/AFME joint response: HM Treasury's Review of the Money Laundering Regulations 2007: the Government Response
CONTINUE READING -
FIA comments on regulatory responses to the May 2010 Flash Crash
The FIA on July 28 submitted a comment letter to the Commodity Futures Trading Commission and the Securities and Exchange Commission expressing its views on certain regulatory initiatives recommended by a joint advisory committee established by the two agencies in response to the market events of May 2010, also known as the “flash crash.”
CONTINUE READING -
The FIA-ISDA Cleared Derivatives Execution Agreement
This webinar will discuss the recently released FIA-ISDA Cleared Derivatives Execution Agreement--a template that can be used by participants in the cleared swaps markets in negotiating execution-related agreements with counterparties to over-the-counter derivatives that are intended to be cleared.
CONTINUE READING -
FIA testifies at Senate hearing on Dodd-Frank implementation
FIA President John Damgard provided members of the Senate Agriculture Committee with the FIA perspective on the implementation of the Dodd-Frank Act at a hearing on June 15.
CONTINUE READING -
FOA Response to Change to guidance: reporting of on exchange derivative transactions conducted through exchange platforms
FOA Response to Change to guidance: reporting of on exchange derivative transactions conducted through exchange platforms
CONTINUE READING -
FOA response to consultation on Financial Sector Taxation
FOA response to consultation on Financial Sector Taxation
CONTINUE READING -
FOA Response to A new approach to regulation: building a stronger system (Cm8012)
FOA Response to A new approach to regulation: building a stronger system (Cm8012)
CONTINUE READING -
FOA Response to DP11/1: Product Intervention
FOA Response to DP11/1: Product Intervention
CONTINUE READING
