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DOJ's foray into the CFTC's enforcement world: spoofing, commodities fraud, wire fraud and even RICO
This webinar will cover DOJ's transition from bringing Commodity Exchange Act claims (manipulation and false reporting) to relying more heavily on commodities fraud and wire fraud.
CONTINUE READINGAsset Management Derivatives Forum 2020
Attracting more than 400 executives, the annual Asset Management Derivatives Forum brings together market participants from all sides of a trade to examine the latest developments in global derivatives trading and clearing, operations and regulation
CONTINUE READING2019 Annual Meeting & Washington Update
Attend the FIA Operations Americas Division's Annual Meeting and Washington Update. FIA President and CEO Walt Lukken will outline the latest developments in Washington, DC.
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COVID19
For articles and resources directly related to the Coronavirus (COVID-19) industry response.
Associate Membership
Associate Membership
Primary Membership
Primary Membership
Division Membership - FIA Law & Compliance
Division Membership - FIA Law & Compliance
