L&C-V 2021 Speaker Consent Form

Q1 2021 ETD Volume

This webinar will highlight the main trends in trading activity in Q1 2021 in the global exchange-traded derivatives markets, with category and regional breakdowns as well as exchange and contract rankings.

CFTC’s anti-corruption initiative

In March 2019, the CFTC’s then-Enforcement Director surprised many when he said that the CFTC would investigate and bring enforcement actions relating to foreign corrupt practices that impacted that swaps and futures markets.

Asset Management Derivatives Forum 2022

Co-hosted by FIA and SIFMA AMG, the Asset Management Derivatives Forum brings together market participants from all sides of a trade to examine the latest developments in global derivatives trading and clearing, operations and regulation.

FIA L&C webinar: How US firms can navigate the EU regulatory agenda on ESG

The pace of legislative and regulatory change on sustainability both inside and outside the EU continues to accelerate, with global firms including those operating in the US finding themselves navigating increasingly disparate regimes.

Regulatory developments in the Asia-Pacific region

The Asia-Pacific region has seen a few significant regulatory developments in recent years which have affected the exchange traded derivatives marketplace.

Enhancing the clearing ecosystem: Physical deliveries

FIA Operations presents a panel on Physical Deliveries processing and settlements.

Understanding the SEC’s evolving derivatives regulatory framework

With the finalization of both the SEC’s regulatory framework for derivatives use by RICs and BDCs and the SEC’s capital, margin and segregation rules regarding security-based swaps, the OTC derivatives regulatory landscape is expected to shift yet again.

FIA Covid-19 Risk Acknowledgement & Liability Release for Chicago Golf 2021

Chicago Golf Outing

Spend your day re-connecting with the local FIA member community at the Chicago Golf Outing hosted by the FIA Operations Americas Division.