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CFTC enforcement update: 2020 in review and outlook for 2021
This panel will provide an overview of the CFTC’s considerable volume of enforcement activity in 2020 and what to expect from the CFTC under the incoming Biden Administration in 2021.
CONTINUE READINGThe SEC’s new derivatives rule: practical implications for funds
The SEC recently adopted Rule 18f-4 under the 1940 Act, which will establish a comprehensive framework for the use of derivatives transactions by registered funds.
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