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Compliance and Regulation Forum: Sustainable Finance
Compliance and Regulation Forum: Sustainable Finance
CONTINUE READINGTaking stock of European regulatory developments
This webinar will take stock of regulatory developments in Europe, including the MiFID II review and the UK’s Wholesale Market Review. It will compare approaches on both sides of the Channel and consider how any deviation of the rule sets may impact market participants.
CONTINUE READINGEnergy Markets: Overlap and distinctions between CFTC and FERC regulation and enforcement
This session will highlight the agencies’ different statutory jurisdictions, missions, congressional oversight, and regulatory frameworks, and what all of this means for the markets and companies they regulate.
CONTINUE READINGThe Archegos Rules: What the SEC’s security-based swap proposals mean for your business
Join Peter Petraro, Brian Rabbitt and Josh Sterling of Jones Day for a practical look at these proposals and what they will mean for your business—from both a transactional perspective and the enforcement viewpoint of former senior federal regulators.
CONTINUE READINGFIA Boca Charity Golf Event Benefiting Futures For Kids
Join FIA for golfing and networking at Boca – all while supporting Futures for Kids!
CONTINUE READINGExchange Briefing: Cboe Europe Derivatives and EuroCCP
Join FIA, Cboe Europe Derivatives (CEDX) and EuroCCP for the next in our series of exchange briefings for FIA members.
CONTINUE READINGTrading Facility – an Evolving Concept for US and Global Regulators and Implications for DeFi
This panel from Reed Smith will discuss these developments in the U.S., Europe and Singapore.
CONTINUE READINGIndustry Trends: The Future of Digital Assets and Sustainability
This panel of key industry players will offer their insights concerning these developments in the Asia-Pacific region as well as what may be in store for the year ahead.
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