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CFTC enforcement and the push to data-driven cases
Join us for a discussion of and observations on the trend towards data-driven enforcement investigations by the CFTC.
CONTINUE READINGFireside chat with Jamie McDonald: a discussion of the revised penalty guidance and enforcement priorities
Join us on Thursday, May 28 for a virtual fireside chat with special guest Jamie McDonald, Director of the CFTC Division of Enforcement.
CONTINUE READINGCFTC and SRO enforcement trends: the year in review
2019 was a busy year for CFTC and SRO enforcement.
CONTINUE READINGCompliance & Regulation Forum: Fintech & Digital Assets
Compliance & Regulation Forum: Fintech & Digital Assets
CONTINUE READINGCCO annual reports: what you need to know
A webinar that will break down what is required, what is expected, and how to avoid common mistakes in your firm’s CCO annual report.
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