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APAC cross border trading: challenges and opportunities
Whether it’s inter-regional or global, there are consistent dynamics which shape the exchange traded derivatives industry.
CONTINUE READINGPractical advice for responding to investigations in the commodities/derivatives space
A senior prosecutor from the DOJ's Market Integrity and Major Frauds unit and a senior enforcement attorney from the CFTC will join a panel of Clifford Chance attorneys to discuss and analyze recent cases and various hypothetical scenarios of investigation to assist in-house counsel in identifying potential pitfalls that can lead to charges.
CONTINUE READINGChicago Golf Outing
Spend your day re-connecting with the local FIA member community at the Chicago Golf Outing hosted by the FIA Operations Americas Division.
CONTINUE READINGUnderstanding the SEC’s evolving derivatives regulatory framework
With the finalization of both the SEC’s regulatory framework for derivatives use by RICs and BDCs and the SEC’s capital, margin and segregation rules regarding security-based swaps, the OTC derivatives regulatory landscape is expected to shift yet again.
CONTINUE READINGRegulatory developments in the Asia-Pacific region
The Asia-Pacific region has seen a few significant regulatory developments in recent years which have affected the exchange traded derivatives marketplace.
CONTINUE READINGEnhancing the clearing ecosystem: Physical deliveries
FIA Operations presents a panel on Physical Deliveries processing and settlements.
CONTINUE READINGFIA L&C webinar: How US firms can navigate the EU regulatory agenda on ESG
The pace of legislative and regulatory change on sustainability both inside and outside the EU continues to accelerate, with global firms including those operating in the US finding themselves navigating increasingly disparate regimes.
CONTINUE READINGTechnological revolution for clearing derivatives
As the global volume of exchange-traded derivatives continues to rise, entities have been preparing for post-pandemic work environments.
CONTINUE READINGNFTs: Key considerations for an emerging asset class
Non-fungible tokens (NFTs) have received considerable press attention lately, as retail and institutional interest has boomed for digital art, commemorative items, and other assets that reside in blockchain ecosystems.
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