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FIA joins other trade associations in industry response to second Basel consultation on cryptoassets
FIA also files a supplemental letter urging regulators not to penalise client clearing.
CONTINUE READINGFIA PTG joins other trade associations in responding to IOSCO CCP Default Auctions Best Practices Consultation
This paper, developed by CCP12, EACH, FIA, FIA PTG, ISDA and MFA, and submitted to IOSCO, addresses client participation in CCP default auctions. The paper builds on the Principles for Financial Market Infrastructures (April 2012) (“PFMIs”) and joint CPMI-IOSCO work on CCP resilience and recovery, with the aim of enhancing auction practices and procedures.
CONTINUE READINGFIA PTG responds to FINRA proposal to shorten reporting windows for some bond contracts
In a letter filed with FINRA today, the FIA Principal Traders Group (FIA PTG) supported a proposal to shorten reporting times in corporate bonds, agency debt securities, asset-backed securities and agency pass-through mortgage-backed securities traded to-be-announced for good delivery.
CONTINUE READINGFIA responds to CFTC Request for Information on climate-related financial risk
FIA has responded to the US Commodity Futures Trading Commission (CFTC) Request for Information (RFI), which sought public comment on climate-related financial risk to better inform its understanding and oversight of climate-related financial risk as pertinent to the derivatives markets and underlying commodities markets.
CONTINUE READINGFIA offers comments on DCO governance requirements
FIA has filed provide comments with the US Commodity Future Trading Commission on a proposed rulemaking regarding governance requirements for Derivatives Clearing Organizations (DCOs).
CONTINUE READINGFIA submits comments to CSRC on draft Measures for the Administration of Futures Exchanges
FIA has responded to the China Securities Regulatory Commission’s (CSRC) consultation on its "Administrative Measures for Futures Exchanges." The draft Measures are significant as they establish a unified framework and lay down common requirements to be adopted by all futures exchanges established in the People's Republic of China.
CONTINUE READINGNew Frontiers in Recordkeeping and Compliance
This timely session reviewed the current enforcement landscape, and consider practical solutions that regulated firms can adopt to promote compliance. Given the cross-border nature of the commodity and derivatives markets, specific issues related to data privacy, managing preservation requests, and addressing the ability to compel production are also addressed.
CONTINUE READINGETD Volume - November 2023
Worldwide volume of exchange-traded derivatives reached 13.98 billion contracts in November, the highest level ever recorded. This was up 2.7% from October 2023 and up 80.3% from November 2022.
CONTINUE READINGCFTC proposes operational resilience rule for futures brokers and swap dealers
The Commodity Futures Trading Commission has proposed a rule to require futures commission merchants, swap dealers and major swap participants to establish an “operational resilience framework.”
CONTINUE READINGCFTC wrestles with new clearinghouse models
The Commodity Futures Trading Commission is attempting to update its regulatory framework for derivatives clearinghouses to address the rise of new business structures that integrate certain functions that previously were separated. The agency’s five commissioners disagree on the way forward, however, with some calling for moving forward one step at a time and others urging a slower, more comprehensive approach. Two pending proposals have brought these differences to light.
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