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FOA response to Consultation Paper: ESMA/2011/446 – Guidelines on certain aspects of the MiFID compliance function requirements
FOA response to Consultation Paper: ESMA/2011/446 – Guidelines on certain aspects of the MiFID compliance function requirements
CONTINUE READINGBBA and FOA joint response to FSA proposed guidance on transaction reporting strategy trades
As FSA knows, our members recognise the importance of an effective reporting regime which supports the FSA in meeting its statutory objectives, in particular the prevention / detection of financial crime.
CONTINUE READINGFIA Backs Audit Trail for Securities
The FIA submitted a letter to the Securities and Exchange Commission on Feb. 22 commenting on the SEC’s consolidated audit trail proposal.
CONTINUE READINGMarket Abuse Regulation and Directive - Summary of Key Points
Market Abuse Regulation and Directive - Summary of Key Points
CONTINUE READINGFIA establishes Task Force to respond to MF Global
The Futures Industry Association announced today that it has established a special committee to address issues related to the bankruptcy of MF Global.
CONTINUE READINGFOA response to European Parliament's Questionnaire on MiFID/MiFIR 2 by Markus Ferber MEP
The FOA has responded to European Parliament's Questionnaire on MiFID/MiFIR 2 by Markus Ferber MEP
CONTINUE READINGBBA/FOA joint response to FSA's guidance consultation on the Transaction Reporting User Pack
Our members recognise the importance of an effective reporting regime which supports the FSA in meeting its statutory objectives in the detection of market abuse and prevention / detection of financial crime.
CONTINUE READINGFIA Commends MF Global Trustee for Efforts to Release Customer Funds
The Futures Industry Association today released the following statement in response to the MF Global Trustee's most recent effort to release customer funds
CONTINUE READINGFIA issues statement regarding MF Global
The Futures Industry Association issued the following statement in response to the events involving the bankruptcy of MF Global.
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