This podcast, and the two that accompany it, features members of the 2023 class of the FIA Hall of Fame. In this podcast, we feature conversations with Dan Driscoll, Scott Early and Gedon Hertshten.
CONTINUE READINGIn a letter filed with the US Securities and Exchange Commission (SEC) in response to the Amendment to the National Market System Plan Governing the Consolidated Audit Trail (CAT), the FIA Principal Traders Group (FIA PTG) urged the SEC to reject the latest proposed Funding Model. FIA PTG said the CAT requires a fundamental change to its governance and transparency model.
CONTINUE READINGKOR is a regtech software firm that provides regulated and non-regulated data and compliance post-trade tools to derivatives market participants globally.
CONTINUE READINGThe Futures Industry Association (FIA) along with the International Swaps and Derivatives Association (ISDA) has submitted comments on the Security Exchange Commission's (SEC) proposed rulemaking regarding Clearing Agency Resilience and Recovery and Wind-Down Plans.
CONTINUE READINGThe US Commodity Futures Trading Commission held a meeting of its Technology Advisory Committee (TAC) on 18 July, touching on topics including the use of artificial intelligence, decentralized finance, and cyber resilience for financial markets.
CONTINUE READINGThe US Commodity Futures Trading Commission held its second "voluntary carbon markets convening" on 19 July to gather expert input on the state of the carbon markets.
CONTINUE READINGThe US Commodity Futures Trading Commission's Agricultural Advisory Committee held a discussion on 19 July on improving access to futures markets for agricultural end-users as well as a presentation about Mississippi River disruptions to grain flows and markets.
CONTINUE READINGThe US Commodity Futures Trading Commission (CFTC) held the second meeting of the Global Markets Advisory Committee (GMAC), on 17 July, under the sponsorship of Commissioner Caroline Pham.
CONTINUE READINGAlthough FIA EPTA members agree that transparency in general, and more specifically benchmarking, will contribute to achieving these objectives, we are of the opinion that especially the level of detail of the questions regarding the diversity policies are not appropriate in the light of these objectives and/ or need further clarifications.
CONTINUE READINGThere will always be new disruptions and innovations in derivatives markets. It's important to reflect on the past, however, to remind ourselves of the core values that drive us forward as well as the areas where we can improve.
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