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Complying with CFTC Rule 1.73 for give-ups webinar: a discussion of the FIA give-up screening agreement
The industry has been working to meet the June 1 deadline to comply with CFTC Rule 1.73 that requires executing firms to agree to screen customer orders for limits established by clearing firms with respect to give-up transactions.
CONTINUE READINGISDA-v-CFTC_Brief-for-Appellant-CFTC_4-5-2013
ISDA-v-CFTC_Brief-for-Appellant-CFTC_4-5-2013
CONTINUE READINGFOA respond to IOSCO's report on Recommendations Regarding the Protection of Client Assets
FOA respond to IOSCO's report on Recommendations Regarding the Protection of Client Assets
CONTINUE READINGThe future for the execution business
Snapshot interviews with InfoNet guest speakers and panelists
CONTINUE READINGLetter to the Financial Times calling for IOSCO to take forward the dialogue on mutual regulatory recognition
Letter to the Financial Times calling for IOSCO to take forward the dialogue on mutual regulatory recognition
CONTINUE READINGCommission Delegated Regulations of 19 December 2012 supplementing EMIR published in the Official Journal
The Commission Delegated Regulations of 19 December 2012 supplementing EMIR were published in the Official Journal on 23 February 2013 and came into force on 15 March 2013.
CONTINUE READINGFIA EPTA Comments on EU Short-Selling Regulation
FIA European Principal Traders Association submitted a five-page letter to the European Securities and Markets Authority in response to its call for evidence on the European short-selling regulation.
CONTINUE READINGFOA comments re ESMA draft transaction scenarios
FOA comments re ESMA draft transaction scenarios
CONTINUE READINGFIA elects directors and officers (2013)
The Futures Industry Association today announced the election of board directors at its annual meeting in Boca Raton, Fla.
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