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FIA responds to European Commission’s CSDR review proposal
FIA and ISDA have submitted a joint response to the European Commission’s legislative proposal to review the Central Securities Depositories Regulation, in particular with respect to reforms of the mandatory buy-in regime (MBI) under Article 7 CSDR.
CONTINUE READINGFIA PTG responds to SEC Dealer Definition Proposal
In a letter filed with the Securities and Exchange Commission (SEC) today, the FIA Principal Traders Group strongly opposed the SEC's Further Definition of “As a Part of a Regular Business” in the Definition of Dealer and Government Securities Dealer proposal and urged the SEC not to move forward with finalizing it.
CONTINUE READINGFIA EPTA response to the European Commission consultation on the functioning of the ESG ratings market in the European Union and on the consideration of ESG factors in credit ratings
FIA EPTA welcomes the opportunity to respond to the European Commission consultation on the functioning of the ESG ratings market in the European Union and on the consideration of ESG factors in credit ratings FIA EPTA members believe regulation is needed to build credible and meaningful ESG ratings. Investors need the ESG ratings for their investment decisions, as ESG investments are growing, the demand for ESG ratings will only grow.
CONTINUE READINGFIA announces new board members, first female chair
London — FIA today announced the election of new directors to its Board of Directors, including the appointment of Alicia Crighton of Goldman Sachs & Co as its first-ever female Chair.
CONTINUE READINGProminent People March 2015
The U.K. Financial Conduct Authority named Robert Mass, head of international compliance and global head of securities division compliance at Goldman Sachs, as chairman of its markets practitioner panel, which represents the industry perspective in the U.K. regulatory framework.
CONTINUE READINGCapturing opportunities in commodities, sustainability and digital assets
Opening remarks of Walt Lukken, President and CEO of FIA, at the International Derivatives Expo conference in London on 7 June, 2022.
CONTINUE READINGThe Road Ahead for Operations
The complexity of the current operational environment, consisting of various platforms, has created challenges for the industry. As trading volumes surged with increased market volatility, stress to the infrastructure added to the operational risks. What is the current landscape in the Asia-Pacific region?
CONTINUE READINGHow We Keep Futures Markets Operational Through World Events
In this FIA Operations Americas Division webinar, panelists discussed what’s next, and how can clearing operations teams react effectively and prepare for unknown world events.
CONTINUE READINGFIA EPTA response to the UK Government Call for Evidence to support its update of the Green Finance Strategy
FIA EPTA welcomes the opportunity to respond to the United Kingdom (UK) Government Call for Evidence to support its update of the Green Finance Strategy. FIA EPTA members believe that the UK Government is at the forefront of the global fight against climate change and mitigating its impact on citizens. The UK Government showed its leadership during COP26 in Glasgow and with the review of many legislative initiatives as also this Call for Evidence shows.
CONTINUE READINGChina's FDL - Overview and Insights
In this webinar on 22 June, we invited Linklaters Zhao Sheng to provide a regulatory overview of China’s futures market and this new law.
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