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Allison Lurton joins FIA as Deputy General Counsel
The Futures Industry Association is pleased to announce that Allison Lurton will join the association as senior vice president and deputy general counsel, starting Jan. 14.
CONTINUE READINGCommodity Futures Trading Commission Rule 1.74 Request for Safe Harbor
Commodity Futures Trading Commission Rule 1.74 Request for Safe Harbor
CONTINUE READINGLetter from ESMA to the FOA on ETD reporting
Letter from ESMA to the FOA on ETD reporting
CONTINUE READINGFOA response to FSA's CP12/22: Client assets regime: Part II & III
FOA response to FSA's CP12/22: Client assets regime: Part II & III
CONTINUE READINGLetter to Commissioner Sommers Re: Definition of a "US Person"
Letter to Commissioner Sommers Re: Definition of a "US Person"
CONTINUE READINGRequest for no-action relief from compliance with certain requirements of CFTC regulation 3.3 relating to the form and content of the annual report
Request for no-action relief from compliance with certain requirements of CFTC regulation 3.3 relating to the form and content of the annual report
CONTINUE READINGFOA response to the Consultation Paper on Exemption for market making activities
FOA response to the Consultation Paper on Exemption for market making activities
CONTINUE READINGResponse to Proposed Amendment to CFTC Large Trade Reporting Rules
Response to Proposed Amendment to CFTC Large Trade Reporting Rules
CONTINUE READINGFIA issues guidance on systems and controls for electronic trading environments
This document supports and seeks to provide more detailed guidance on the implementation of, amongst other things, the ‘Guidelines on systems and controls in an automated trading environment’ (ESMA Guidelines).
CONTINUE READINGFOA Guidance on Systems and Controls for Electronic Trading Environments
FOA Guidance on Systems and Controls for Electronic Trading Environments
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