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FIA PTG comments on Consolidated Audit Trail fees
FIA PTG submitted a letter today in support of comments by the Securities Industry and Financial Markets Association (SIFMA) on proposed fees for industry members for the Consolidated Audit Trail (CAT).
CONTINUE READINGFIA statement on CFTC Commissioner Sharon Bowen’s resignation
FIA President and CEO Walt Lukken released the following statement in response to CFTC Commissioner Sharon Bowen’s announcement that she will retire from the Commission within the next few months.
CONTINUE READINGFIA Compliance Committee produces Block Trade Fundamentals document
FIA’s Compliance Committee has produced a Block Trade Fundamentals document to assist firms in their understanding of Block Trades.
CONTINUE READINGSwap Trading
Tim Massad, chairman of the Commodity Futures Trading Commission, gave several speeches in April on the need to adjust the CFTC's rules for swap execution facilities
CONTINUE READINGAsia-Pacific perspectives on enforcement, market abuse and market misconduct
This webinar will provide an Asia-Pacific perspective on enforcement issues affecting market participants trading on regulated derivatives markets.
CONTINUE READINGFIA response to EC proposal on clearing in Europe
In response to a legislative proposal on further amendments to the European Market Infrastructure Regulation (EMIR) regarding clearing in Europe, FIA president and CEO Walt Lukken released the following statement
CONTINUE READINGQuick Byte: A summary of equity market structure discussions
Quick Byte: A summary of equity market structure discussions
CONTINUE READINGCustomer collateral protections for listed derivatives in the U.S. and U.K.
This webinar will explore the fundamental features of the US and UK customer protection regimes for collateral.
CONTINUE READINGPorting Problems
Customers may not be able to find a new home for their cleared derivatives if their clearing member goes into default, several industry participants warned the Commodity Futures Trading Commission at an April 25 meeting of the CFTC’s Market Risk Advisory Committee.
CONTINUE READINGPeople - June 2017
The Hong Kong government reappointed Ashley Alder as chief executive officer of the Securities and Futures Commission for another three-year term effective from Oct. 1.
CONTINUE READING