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FIA and ISDA submit joint response to ESMA's consultation on CCP conflicts of interest
On 24 August, FIA and ISDA submitted a joint response to ESMA's consultation paper “ESMA’s Guidelines on CCP conflicts of interest management."
CONTINUE READINGFIA Tech and FIA’s Law & Compliance Division joint webinar on EGUS
In conjunction with the launch of FIA Tech’s new platform for EGUS in Q4 2017, FIA’s Law and Compliance Division will introduce updated agreement templates for Standard, LME and EFP agreements.
CONTINUE READINGFIA Comments on equity derivatives market growth in India
FIA submitted comments to SEBI in response to the regulator's Discussion Paper on the Growth and Development of the Equity Derivatives Market in India.
CONTINUE READINGFIA letter to Treasury on capital regulations and CCP risk
On August 9, FIA submitted a letter to the U.S. Treasury as part of the Treasury review of the financial system.
CONTINUE READING[UPDATED] Special Report: Senate Agriculture Committee Holds Hearing on CFTC Nominees
Update: On Aug. 3, the Senate confirmed the nominations of Brian Quintenz and Rostin "Russ" Behnam as CFTC Commissioners and Chris Giancarlo to serve as CFTC Chairman. The nominations were approved unanimously.
CONTINUE READINGDirect electronic access - scope guidance
What is considered direct electronic access (DEA)? This document provides an overview of MiFID 2 direct electronic access, algorithmic trading and third country access. This document is provided for the benefit of FIA members and is for informational purposes only.
CONTINUE READINGFIA letter to Treasury: 871(m) costs exceed potential benefits
FIA submitted a letter to the Department of the Treasury today in response to Executive Order 13777 which calls for feedback on regulations that should be modified or eliminated.
CONTINUE READINGBrokerage solutions: an Atlantis overview
Brokerage has long been a challenge for the futures industry, stemming from manual processes and invoice reconciliation.
CONTINUE READINGFIA PTG lists concerns with CAT fee structure
FIA PTG submitted a second comment letter to the SEC on the proposed fee structure for the Consolidated Audit Trail (CAT). The letter is in response to an SEC call for industry input on the proposed fees.
CONTINUE READINGThe MiFID II primer: third-country framework
MiFID II and MiFIR, the new pan-European financial market reforms, take effect in January 2018.
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