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Market Surveillance
The U.S. equity markets have moved a step closer to establishing a consolidated audit trail for equities and equity options that will track all orders throughout their lifecycle, addressing a major weakness in the ability of regulators to monitor these markets.
CONTINUE READINGInsight: Three Principles for Regulatory Reform
A message from Walt Lukken, president and CEO, FIA
CONTINUE READINGGoing Public
After months of preparations and regulatory negotiations, BSE completed its initial public offering on Feb. 3.
CONTINUE READINGFCM Capital
On Jan. 26, the CFTC's division of swap dealer and intermediary oversight issued a no-action letter enabling futures commission merchants to withdraw excess residual interest in cleared swaps customer accounts under certain conditions.
CONTINUE READINGEnd-User Relief
On Jan. 12, the U.S. House of Representatives passed the Commodity End-User Relief Act, a bill that would authorize the CFTC to operate through 2021.
CONTINUE READINGFIA Calls for Changes to SEF Proposal
FIA’s comment letter to the rulemaking requests, among other things, that any final SEF rules clarify the risk management obligations of FCMs that clear swaps traded on SEFs, and that the agency address the operational challenges and costs that the SEF NPRM would impose on all market participants.
CONTINUE READINGFIA releases half-year data on futures and options volume trends
Washington, D.C.—FIA today released its half-year 2019 report on trading activity in the global exchange-traded derivatives market. The total number of futures and options traded worldwide in the first half of the year reached 16.6 billion contracts, up 11% compared to the first half of 2018. Futures volume reached 9.3 billion contracts in the first half of the year, up 9% from the first half of 2018. Options volume reached 7.3 billion contracts, up 13%.
CONTINUE READINGISDA-v-CFTC_Brief-for-Appellant-CFTC_4-5-2013
ISDA-v-CFTC_Brief-for-Appellant-CFTC_4-5-2013
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