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CFTC Grants Certain Relief for Rule 1.73
CFTC staff granted an extension of time to comply with certain provisions of the clearing member risk management rule, Rule 1.73, which is scheduled to go into effect on October 1, 2012.
CONTINUE READINGComment on the FINRA proposal to add supplementary material to FINRA Rule 5210 (Publications of Transactions and Quotations)
Comment on the FINRA proposal to add supplementary material to FINRA Rule 5210 (Publications of Transactions and Quotations)
CONTINUE READINGCommodity Futures Trading Commission Rule 1.74 Request for Safe Harbor
Commodity Futures Trading Commission Rule 1.74 Request for Safe Harbor
CONTINUE READINGLetter to the EC - Written submissions as a follow-up to the Public Hearing of 10 March 2014 on the Leverage Ratio
In a letter to the European Commission, FIA Europe welcomes the opportunity to provide feedback on the Public Hearing on the Liquidity Coverage Requirement and the Leverage Ratio that the European Commission organised on 10 March 2014.
CONTINUE READINGDodd-Frank Disruptive Trading Provisions: CFTC Provides Final Interpretive Guidance
Dodd-Frank Disruptive Trading Provisions: CFTC Provides Final Interpretive Guidance
CONTINUE READINGEC responds to joint letter on EMIR article 13 and MiFID article 33 equivalence
EC responds to joint letter on EMIR article 13 and MiFID article 33 equivalence
CONTINUE READINGEMIR Article 39 Implementation Challenges: EU NCA Meeting
EMIR Article 39 Implementation Challenges: EU NCA Meeting
CONTINUE READINGEMIR Trade Repository Reporting - Terms of Reference Ops
EMIR Trade Repository Reporting - Terms of Reference Ops
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