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Operations, Execution & Technology

Through close partnership with our members, FIA helps to develop industry-wide standards and solutions for operations and execution, supports new technology initiatives and builds communities of information and data sharing. For information on FIA's work in these areas or learn more about how to participate, contact forums@fia.org

Latest news and updates

  • Why a small piece of trade data can create a big post-trade headache 

    How a trade was executed can affect everything from brokerage calculations to reconciliation. A new DMIST standard aims to make that information more reliable.
  • FIA responds to CFTC consultation on 24/7 and perpetuals in energy

    FIA encouraged the agency to assess 24/7 and perpetual products through two different lenses: readiness and appropriateness.
  • 24/7 Trading and Clearing - Exploring the Pathway Forward

    Continuous trading is no longer a theoretical concept in global markets. As digital assets, tokenisation and evolving customer expectations reshape financial markets, exchanges and intermediaries are increasingly examining how trading hours may expand beyond traditional schedules.
  • FIA highlights challenges, opportunities of 24/7 trading and clearing

    The paper highlights the need for 24/7 clearing and risk management to accompany 24/7 trading, ensuring sufficient liquidity in the markets, considering operational risk and utilising existing market principles and regulations to provide a roadmap.
  • FIA responds to FCA consultation on improving the UK Transaction Reporting Regime

    FIA has responded to the Financial Conduct Authority’s consultation on improving the UK Transaction Reporting Regime. FIA welcomes several positive elements within the proposals, including reduced back-reporting timelines and the removal of low-value reportable fields. At the same time, FIA highlights industry concerns relating to proposals on conditional single-sided reporting, which members believe are unlikely to deliver meaningful efficiency gains.
  • FIA responds to EBA SREP guidelines consultation

    FIA highlights issues for consideration by the EBA for the SREP Guidelines, with the aim of increasing proportionality and increase alignment with existing EU regulatory frameworks in the Operational Resilience space.

Key FIA-led initiatives

FIA holds an annual coordinated industry effort to test business continuance and functionality between exchanges, clearinghouses and their member firms.

FIA has released a report calling on participants in the futures and options industry to work together on a major initiative to improve the efficiency of the trading and clearing process for exchange-traded derivatives.

FIA has been developed this framework to provide a harmonized framework for trading venues to provide their members and other market participants with their specific rules and policies around electronic trading.

Other resources

Operations Americas Division
Operations Americas Division
Read more about Ops Americas Division workstreams
Webinars
Webinars
View recordings and presentations from past FIA webinars
Committees
Committees
View a full list of FIA committees, forums and working groups
DMIST
Derivatives Market Institute for Standards (DMIST)
An FIA-led effort to develop industry-wide standards