Past Webinars
-
Trends in ETD Trading Q2 2023
This webinar will provide insights into which parts of the global listed derivatives markets have grown the most in the first half of the year.
CONTINUE READING -
A Transatlantic View of Regulatory Enforcement
The FCA, CFTC, and other U.S. and U.K. regulators have different priorities, regulatory processes, and approaches. In this webinar, we will identify current enforcement trends in cases brought by regulators in the US and UK.
CONTINUE READING -
Energy Transition: Trends in Derivatives Transactions
There are strong market imperatives for financial institutions and corporates to embrace the transition to cleaner energy sources. The Inflation Reduction Act, as well as other government policies, have also created strong incentives for the same.
CONTINUE READING -
Event Contracts
Clifford Chance will discuss the evolving US regulatory framework for event contracts, recent CFTC developments and the current state of play, with a focus on sports and political event contracts.
CONTINUE READING -
Trends in ETD trading activity Q1 2023
FIA's quarterly overview of trends in futures and options trading worldwide.
CONTINUE READING -
Getting Candid About Candor
The law surrounding false statements is developing rapidly and expansively, the most recent example of which is the rule proposed by the Federal Energy Regulatory Commission, which would give it wide discretion in enforcing its duty of candor.
CONTINUE READING -
DeFi and Other Fi
This webinar will explain and explore DeFi, CeFi, TradFi, GameFi, and other Fi and their intersections with digital assets. The speakers will discuss where we are and where we may be going from a regulatory, policy, and enforcement perspective.
CONTINUE READING -
CTA, IB or SEF?
The webinar will cover the CFTC Division of Market Oversight SEF Advisory issued in September 2021 and related CFTC enforcement orders including last fall’s order against Asset Risk Management, and the practical implications of those actions for CTAs, IBs, and their clients.
CONTINUE READING -
2022 Annual ETD Volume Review
Trading volume in the global exchange-traded derivatives is on track to another record for the fourth year in a row. Join us for a discussion on trends in trading activity in the global futures and options markets. Our guest speaker will be Mike du Plessis, Global Head of Listed Derivatives at Liquidnet, a part of the TP ICAP Group. Using a full year of data from more than 80 exchanges, we will look at key trends such as the impact of the Libor transition on interest rate futures, shifts in intraday trading behavior, and the impact of the Ukraine war on energy markets.
CONTINUE READING -
SEC Enforcement Priorities
The panel will discuss SEC tactics such as the increasingly sophisticated use of whistleblowers and trading data surveillance, and evolving enforcement priorities, such as the SEC’s focus on disclosures, sales practices, and other policies and procedures related to sales of complex products and trading strategies, with examples involving complex options-based strategies and variable annuities.
CONTINUE READING
