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Past Webinars

  • Digital Asset Regulation and Insights for Asset Managers

    K&L Gates discusses the evolving regulatory environment, recent enforcement actions and proposed U.S. legislation for digital assets and their impact on the asset management industry.

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  • Q3 2022 Trends in Futures and Options Trading

    At the global level, trading volume is far ahead of last year, with more than 60 billion futures and options traded on exchanges during the first nine months of the year.

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  • New Frontiers in Recordkeeping and Compliance

    This timely session reviewed the current enforcement landscape, and consider practical solutions that regulated firms can adopt to promote compliance. Given the cross-border nature of the commodity and derivatives markets, specific issues related to data privacy, managing preservation requests, and addressing the ability to compel production are also addressed.

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  • Cross Border: The Asia-Pacific Trading & Execution Landscape

    The exchange-traded derivatives industry has been influenced and shaped by various dynamics, regionally and globally. In this webinar, a broad spectrum of industry experts discussed how they are adapting to these forces and to share their views on future developments.

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  • Arbitrations: From the Starting Gate to the Finish Line

    With the rise and risks associated with litigating through the arbitration process, this panel will provide an overview of the processes for NFA, AAA, and FINRA arbitrations. The panel will start the discussion with the importance of building the necessary foundation for success through preparation, continuing through discovery, and strategies for success at the hearing. The panel will also cover the important differences amongst NFA, AAA, and FINRA arbitrations and their respective processes.

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  • Digital Assets - The Transformation of Financial Markets

    Join our panel of experts as they discuss the opportunities, and challenges for market participants, and share what they see as the future state of market infrastructure and ecosystem.

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  • Agency Deference No More? Lessons from West Virginia v. EPA

    Drawing on their firm’s successful efforts in this watershed case, partners from Jones Day will address how the major questions doctrine will affect the rules governing your businesses—and how it can be a tool to challenge those rules that go astray from the statutes.

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  • Q2 2022 Trends in Futures and Options Trading

    This webinar will highlight the main trends in trading activity in Q2 2022 in the global exchange-traded derivatives markets, with category and regional breakdowns as well as exchange and contract rankings.

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  • Crypto: New Frontiers and Unanswered Questions

    During this webinar, Stradley Ronon Stevens & Young will discuss emerging questions in crypto derivatives regulation at the CFTC and SEC as well as the extent of the regulators’ reach into offshore crypto derivatives activity.

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  • The Future of US Crypto Legislation

    In this FIA Law & Compliance Division webinar, the Willkie Digital Works team highlighted the key legislative initiatives in Congress along with the potential regulatory implications that may arise.

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