Past Webinars
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Q2 2024 ETD Volume Trends
FIA’s quarterly review of volume and open interest on derivatives exchanges worldwide. This webinar will provide insights into trends in trading activity in the global listed derivatives markets.
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Closing Chevron: Administrative Law Developments
Administrative law is center stage this year. Last week the U.S. Supreme Court overruled the well-known Chevron deference doctrine. This webinar will address the Court’s seismic decision and what it means for financial services regulation and federal administrative law more broadly moving forward.
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Q1 2024 ETD Volume Trends
FIA’s quarterly review of volume and open interest on derivatives exchanges worldwide. This webinar will provide insights into trends in trading activity in the global listed derivatives markets.
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ESG Futures Products
Recent developments in financial markets have led to a significant increase in the availability and interest in Environmental, Social, and Governance (ESG) futures products.
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The SEC’s New Treasury Clearing Rule
Last December, the SEC adopted final rules that will require most market participants to clear repos they enter into on US Treasury securities as well as certain cash purchases and sales of Treasury securities.
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Enforcement & Technology: Prevent & Manage Technology Investigations
This webinar will provide practical guidance on how to manage investigations involving complicated and proprietary technology, including algorithmic trading systems and AI.
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MNPI and Physical Commodities Markets
Sullivan & Cromwell’s Commodities, Futures and Derivatives team will discuss recent CFTC and SEC enforcement actions involving MNPI-related violations and their implications for physical commodities and derivatives markets and market participants.
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Trust But Verify
From more aggressive use of “cooperation factors” to extensive undertakings that impose monitors or require the use of external consultants, financial regulators have changed how they pursue and how they ultimately conclude their enforcement matters.
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2023 Annual ETD Volume Review
Join us for a discussion on the trends that are driving up volume and open interest across interest rate, equities and commodity markets.
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Supervise This!
Is the CFTC’s Enforcement Program expanding the supervisory duties of CFTC registrants beyond the text of the CFTC’s supervision rules?
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