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Key Regulatory & Trading Requirements for Eurex

Course Details

This course has been produced jointly by the FIA and Eurex Deutschland (Eurex) to provide an overview of select rules and regulations that govern the daily activities of Eurex market participants from brokerage firms and fund managers to commercial hedgers and trading firms. 

Course duration: 40 minutes

Course Pricing

Non-Member Rate: $50

FIA Member Rate: $45

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Key Takeaways

This course equips learners with a basic understanding of:

  • The European, German and exchange supervisory structure.
  • Requirements that need to be met to be authorized to trade. 
  • Responsibilities of trading participants to identify algorithmic orders and establish systems to monitor order-to-trade ratios. 
  • Restrictions related to cross and pre-arranged trades.
  • Types of permitted off-book transactions.
  • How position limits are applied.

Course Details

This courses focuses on:

  • Supervisory structure
  • Trader admission rules
  • Cross-trades and pre-arranged trades
  • Self-match prevention and order-to-trade ratios
  • Off-book trading and Eurex T7 Entry Services (TES) 
  • Position limits for fixed income, equity derivatives, exchange-traded funds and exchange-traded commodities. 

Interactive exercises test comprehension.

Who Should Take this Course?

  • Anyone who trades on or supervises access to Eurex markets.
  • System developers and technologists who design, support or monitor electronic trading systems.
  • Brokers, sales and customer support staff who work with clients placing trades.
  • Legal, risk and compliance professionals responsible for supervising trading conduct.
  • Regulators seeking a clearer understanding of how an exchange oversees market participants.

To complete the course, learners must pass the final assessment with a score of 80% or higher. Upon successful completion, a training certificate will be available for download.

Course Pricing

Standard Rate: $50

FIA Member Rate: $45

REGISTER

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