Global Exchange Trading Courses
Global Exchange Trading courses are produced jointly with FIA Markets Academy exchange partners.
Courses
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Rules & Regulatory Guidance for ICE US
This course, produced jointly by FIA and ICE US, is designed to help market users understand and comply with some of the most important trading rules of the exchange. Content covers disruptive trading practices, wash trades, position limits, block trades, exchange-for-related-positions, and pre-arranged trades. CONTINUE READING -
Rules & Regulatory Guidance for CME Group Markets
This course has been produced jointly by FIA and the CME Group to help market users understand and comply with some of the most important trade practice rules of the CME, CBOT, NYMEX and COMEX. Topics include wash trades, position limits, disruptive trading practices, block trades and pre-execution communications. CONTINUE READING -
Key Regulatory & Trading Requirements for Eurex
This course has been produced jointly by FIA and Eurex. The training provides an overview of select rules and regulations that govern the daily activities of Eurex market participants. For traders of Eurex contracts and their supervisors, this course covers the supervisory structure, the trader admission process, reporting obligations and off-book trading T7 Entry Services. CONTINUE READING -
Key Features and Regulatory Framework of the London Metal Exchange
This course has been jointly developed by FIA and the London Metal Exchange to help familiarize new and existing LME market participants with key features. The course covers member types and privileges, prompt date structure, lending rules, market abuse regulations, reporting, and post-trade functions. CONTINUE READING -
Exchange Trading & Regulatory Fundamentals for Electronic Traders
The training is designed to provide a better understanding of the basics of electronic trading including activities likely to draw attention from regulators. It also covers exchange rules most likely to impact traders such as pre-execution communications, cross trades, self-match trades, test trades, position limits and order-to-trade ratios. CONTINUE READING -
Trade Surveillance & Regulatory Guidance for the Singapore Exchange
This course has been jointly developed by FIA and the Singapore Exchange to help market participants understand and comply with key trading rules. It is accredited by the Institute of Banking and Finance (IBF) for a total of 2.0 training hours towards SFA Continuing Professional Development. CONTINUE READING
