Course Overview
This course has been jointly developed by FIA and the Singapore Exchange (SGX) to help market participants understand and comply with key trading rules of the exchange. Market participants may also wish to incorporate the guidelines provided within this course as part of their surveillance programs to examine potential trading misconduct.
This SGX course is accredited by the Institute of Banking and Finance (IBF) for a total of 2.0 training hours towards SFA CPD (Continuing Professional Development).
Course duration: 1.5 hours for the course and 0.5 hours for the Assessment.
Course Pricing
Course Details
The course includes five sections. Each section provides an overview of trading behavior as well as insight on ways to examine potential trading misconduct and incorporate the guidelines into your risk management programs. Learners can take all five sections of the course or be assigned certain sections depending on their responsibilities within their organization.
- Spoofing
- Wash trades
- Momentum ignition
- Order management during opening routine
- Regulatory guidance on other key trading clearing rules
- Negotiated large trades
- Error trades
- Position transfers
- Position limits & accountability
- Margins
Interactive exercises test comprehension.
Who Should Take this Course?
- Anyone who trades on or supervises access to Singapore Exchange markets.
- System developers and technologists who design, support or monitor electronic trading systems.
- Brokers, sales and customer support staff who work with clients placing trades.
- Legal, risk and compliance professionals responsible for supervising trading conduct.
- Regulators seeking a clearer understanding of how an exchange oversees market participants.
Upon successful completion of this course, a training certificate will be available for download.
Course Pricing
