Webinars
Learn about regulatory developments, industry trends, market conduct issues and more
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Upcoming
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Feb03
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Feb10Webinar • 10:00 AM ET
Energy Markets: Overlap and distinctions between CFTC and FERC regulation and enforcement
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Mar03Webinar • 10:00 AM ET
The Archegos Rules: What the SEC’s security-based swap proposals mean for your business
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Past Webinar Resources
2021 Annual ETD Volume Review
Trading volume in the global exchange-traded derivatives hit 62 billion contracts in 2021, hitting a record for the fourth year in a row.
CONTINUE READINGBriefing on updated FIA clearing documentation
In this webinar, speakers provide background on the recently updated FIA Terms of Business 2018, updated User Guide, Update Patch 2021 and new/updated FIA Indirect Clearing Terms that were published in November 2021.
CONTINUE READINGThe CFTC’s evolving application of its fraud-based manipulation law and regulatory provisions
In this webinar we explore the CFTC’s expanding application of the anti-manipulation provisions of Dodd-Frank into novel territory.
CONTINUE READINGGaming and regulation of events contracts
This webinar addresses the unique authority Congress gave the CFTC in the Dodd-Frank Act to review event contracts – contracts relating to terrorism, assassination, war, gaming, and activities that are illegal under state or federal law – and to prohibit them if the CFTC determines they do not serve the public interest.
CONTINUE READINGThe UK's approach to cross-border clearing
In this webinar, Christina Segal-Knowles speaks about the Bank of England's application of "safe openness" in its post-Brexit approach to non-UK CCPs clearing in the UK. When it left the EU, the UK onshored EMIR 2.2 a new legal framework for recognising, regulating and supervising non-UK central counterparties (CCPs).
CONTINUE READINGIsn’t it just software: Does my technology-based service or product trigger any regulatory obligations?
In this webinar, we discussed innovative platforms and products that challenge current regulatory regimes and that may or may not be subject to regulatory requirements based on the offering facts and circumstances. For example, we discussed prediction market, NFTs, DeFi, and A.I./automation/roboadvisors.
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