Search

Webinars

Learn about regulatory developments, industry trends, market conduct issues and more

ADVERTISEMENT

Past Webinar Resources

  • 2021 Annual ETD Volume Review

    Trading volume in the global exchange-traded derivatives hit 62 billion contracts in 2021, hitting a record for the fourth year in a row.

    CONTINUE READING
  • Briefing on updated FIA clearing documentation

    In this webinar, speakers provide background on the recently updated FIA Terms of Business 2018, updated User Guide, Update Patch 2021 and new/updated FIA Indirect Clearing Terms that were published in November 2021.

    CONTINUE READING
  • The CFTC’s evolving application of its fraud-based manipulation law and regulatory provisions

    In this webinar we explore the CFTC’s expanding application of the anti-manipulation provisions of Dodd-Frank into novel territory.

    CONTINUE READING
  • Gaming and regulation of events contracts

    This webinar addresses the unique authority Congress gave the CFTC in the Dodd-Frank Act to review event contracts – contracts relating to terrorism, assassination, war, gaming, and activities that are illegal under state or federal law – and to prohibit them if the CFTC determines they do not serve the public interest.

    CONTINUE READING
  • The UK's approach to cross-border clearing

    In this webinar, Christina Segal-Knowles speaks about the Bank of England's application of "safe openness" in its post-Brexit approach to non-UK CCPs clearing in the UK. When it left the EU, the UK onshored EMIR 2.2 a new legal framework for recognising, regulating and supervising non-UK central counterparties (CCPs).

    CONTINUE READING
  • Isn’t it just software: Does my technology-based service or product trigger any regulatory obligations?

    In this webinar,  we discussed innovative platforms and products that challenge current regulatory regimes and that may or may not be subject to regulatory requirements based on the offering facts and circumstances. For example, we discussed prediction market, NFTs, DeFi, and A.I./automation/roboadvisors.

    CONTINUE READING

All Past Webinar Resources

Access Now