Upcoming Webinars
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The SEC’s new derivatives rule: practical implications for funds
The SEC recently adopted Rule 18f-4 under the 1940 Act, which will establish a comprehensive framework for the use of derivatives transactions by registered funds.
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New EU and UK prudential regimes for investment firms
Are you an investment firm in the EU or UK? Are you a clearing member who provides clearing services to EU or UK investment firms? Please tune in to a panel discussion of experts on the new EU and UK prudential regimes for investment firms (EU IFR/IFD and UK IFPR).
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Complying with cybersecurity regulations in an increasing threat environment
Cybersecurity regulation is evolving in the commodity and derivatives markets.
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