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Webinars

Learn about regulatory developments, industry trends, market conduct issues and more

Past Webinar Resources

  • MNPI and Physical Commodities Markets

    Sullivan & Cromwell’s Commodities, Futures and Derivatives team will discuss recent CFTC and SEC enforcement actions involving MNPI-related violations and their implications for physical commodities and derivatives markets and market participants.

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  • Trust But Verify

    From more aggressive use of “cooperation factors” to extensive undertakings that impose monitors or require the use of external consultants, financial regulators have changed how they pursue and how they ultimately conclude their enforcement matters.

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  • 2023 Annual ETD Volume Review

    Join us for a discussion on the trends that are driving up volume and open interest across interest rate, equities and commodity markets.

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  • Supervise This!

    Is the CFTC’s Enforcement Program expanding the supervisory duties of CFTC registrants beyond the text of the CFTC’s supervision rules?

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All Past Webinar Resources

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