Webinars
Learn about regulatory developments, industry trends, market conduct issues and more through our webinars.
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Upcoming Webinars
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May28Webinar • 4:00 PM ET
Fireside chat with James McDonald: a discussion of the CFTC's revised penalty guidance and enforcement priorities
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Jun11Webinar • 10:00 AM ET
DOJ's foray into the CFTC's enforcement world: spoofing, commodities fraud, wire fraud and even RICO
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Jul23
Past Webinar Resources
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Special derivatives insider trading considerations and risk reduction techniques during a pandemic
This webinar identified key concerns of regulators and prosecutors, with a special focus on the types of relationships and non-public information that may be most vulnerable to abuse —and most scrutinized by the authorities.
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Block trades on CME Group exchanges during the COVID-19 pandemic
A block trade rule and guidance refresher and including insights into how CME Group Market Regulation is regulating block trades during the COVID-19 pandemic.
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Overview of the Master Regulatory Reporting Agreement – derivatives reporting under EMIR
This webinar provides an overview of the structure and functioning of the Master Regulatory Reporting Agreement (MRRA) that five industry associations co-published in December 2019 with the intention to simplify reporting arrangements across different EU regulatory regimes.
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Negative pricing – why it happens and its implications
This educational webinar provided information on the context of this move to negative pricing, as well as how and why this can occur in certain markets. FIA’s President and CEO Walt Lukken was joined by exchanges and market participants that provided valuable insight on this development/market phenomenon.
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CSDR settlement discipline regime - overview and application to cleared derivatives
A presentation on the EU CSDR settlement discipline regime and its application to cleared derivatives.
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Security futures – the incredible potentially morphing financial instrument
This webinar provided an overview of the regulatory regimes governing various products, including a discussion of the authority of US persons to access, and US broker-dealers and futures commission merchants to offer, foreign security futures. Case studies involving the EUREX STOXX Banks Index and other instruments were discussed. Analogies to cryptosecurities and non-cryptosecurities were referenced too.
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All Past Webinar Resources
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