Webinars
Learn about regulatory developments, industry trends, market conduct issues and more through our webinars.
-
Upcoming
-
Feb25Webinar • 10:00 AM EST
The SEC’s new derivatives rule: practical implications for funds
Register now -
Mar23
-
Mar25Webinar • 10:00 AM EST
Complying with cybersecurity regulations in an increasing threat environment
Register now
Past Webinar Resources
-
2020 annual trends in futures and options trading
2020 was a record-breaking year for trading activity in the global exchange-traded derivatives markets, with both volume and open interest reaching all-time highs.
CONTINUE READING -
CFTC enforcement update: 2020 in review and outlook for 2021
This panel provides an overview of the CFTC’s considerable volume of enforcement activity in 2020. Panelists focus on enforcement trends and developments while also recapping the busy regulatory agenda of the outgoing administration. The panel provides a look ahead to what market participants can expect from the CFTC under the incoming Biden Administration in 2021.
CONTINUE READING -
CFTC position limits: looking ahead to implementation and compliance
On 10 December FIA provided members with a detailed overview of the CFTC’s final position limits rule. Panelists from FIA, the CFTC, CME, ICE and Willkie Farr & Gallagher LLP discussed the development, effective and compliance dates, and requirements of the final rule. Special emphasis was placed on implementation issues and the expanded role of the exchanges in administering federal position limits and hedge exemptions. The panelists also responded to questions from the attendees.
CONTINUE READING -
Market Surveillance Guidelines
In this webinar, speakers discussed the recently published FIA Market Surveillance Guidelines and addressed requirements expected by the UK’s Financial Conduct Authority relating to market abuse systems and controls that market participants are required to have pursuant to Article 16 MAR.
CONTINUE READING -
FIA, Chicago Fed host discussion on diversity in financial markets
FIA and the Chicago Federal Reserve teamed up with an expert group of panelists to explore past and present experiences, and the future outlook for a diverse and inclusive derivatives industry.
CONTINUE READING -
Q3 2020 trends in futures and options trading
This is a webinar discussion on volume and open interest trends across the global listed derivatives markets, with a special focus on European equity derivatives with guest speakers Joseph Nehorai and Anna Whitlow of Goldman Sachs. The webinar includes data on the top exchanges and top contracts by trading volume this year as well as breakdowns of key trends by region and asset class.
CONTINUE READING
All Past Webinar Resources
Access NowPartner with Us
-
Access sponsorship opportunities
FIA is introducing partnership opportunities that cover the FIA Speaks podcast, Webinars and Tech Talks. Partners will have the opportunity to help FIA shape the content and build their brand visibility through these digital offerings.
