Learn about regulatory developments, industry trends, market conduct issues and more through our webinars.

Past Webinar Resources

  • DOJ’s Foray into the CFTC’s Enforcement World: Spoofing, Commodities Fraud, Wire Fraud and even RICO

    This webinar covered DOJ's transition from bringing Commodity Exchange Act (CEA) claims (manipulation and false reporting) to relying more heavily on commodities fraud and wire fraud.

  • Proposed Part 190 revisions and risk management/capital issues

    This webinar discussed the CFTC's proposed rule amending Part 190 (Bankruptcy rules).

  • Fireside chat with James McDonald: a discussion of the CFTC's revised penalty guidance and enforcement priorities

    In this webinar, special guest James McDonald, Director of the CFTC Division of Enforcement joined FIA for a virtual fireside chat.

  • Special derivatives insider trading considerations and risk reduction techniques during a pandemic

    This webinar identified key concerns of regulators and prosecutors, with a special focus on the types of relationships and non-public information that may be most vulnerable to abuse —and most scrutinized by the authorities.

  • Block trades on CME Group exchanges during the COVID-19 pandemic

    A block trade rule and guidance refresher and including insights into how CME Group Market Regulation is regulating block trades during the COVID-19 pandemic.

  • Overview of the Master Regulatory Reporting Agreement – derivatives reporting under EMIR

    This webinar provides an overview of the structure and functioning of the Master Regulatory Reporting Agreement (MRRA) that five industry associations co-published in December 2019 with the intention to simplify reporting arrangements across different EU regulatory regimes.


All Past Webinar Resources

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