Videos
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Representing parties in multi-agency enforcement investigations
During this one-hour webinar, a panel of WilmerHale attorneys will discuss key issues that may arise when multiple regulators investigate a matter simultaneously.
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Special report – UK and EU withdrawal agreement text confirmed
The UK and the European Union have today confirmed the provisional text for the Brexit withdrawal agreement.
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FIA and other trades urge European leaders to consider third country access in ongoing Investment Firm Review
FIA, Deutsches Aktieninstitut, AFME, EDMA, ICMA, Swiss Finance Council and ISDA (together “the Associations”) welcome the debate about equivalence and support the reforms to promote the safety and transparency of markets globally.
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ETD Volume - October 2018
Worldwide volume of exchange-traded derivatives was 2.97 billion contracts in the month of October, up 25.8% from the previous month and up 47.8% from October 2017.
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FIA welcomes progress on clearinghouse access
FIA welcomes the European Commission’s decision to allow EU27 firms temporary continued access to UK clearinghouses, as confirmed by Commission Vice President Valdis Dombrovskis.
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Foreign futures market access for U.S. investors
Join us on October 25 to discuss the history and policy of CFTC regulations that permit non-US firms to offer access to foreign futures markets to US customers, including a discussion of fund segregation standards.
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FIA joins industry associations on cyber risk programs
In response to a survey of chief information security officers from financial institutions that indicated nearly 40% of their time was spent on compliance and reconciling competing, duplicative, redundant, and inefficient cybersecurity supervisory examinations, the Financial Services Sector Coordinating Council (FSSCC) led a group of financial trade associations today in unveiling a new Cybersecurity Profile.
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FIA EPTA comments on ESMA Consultation Paper in relation to tick sizes for third-country instruments
FIA EPTA agrees with ESMA’s suggestion to recalibrate the tick-size regime for instruments where the main pool of liquidity is located outside the EU (third country instruments).
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FIA statement on Basel Committee’s consultation on capital
FIA President and CEO Walt Lukken today made the following statement regarding the Basel Committee on Banking Supervision’s announcement of a consultation on the leverage ratio treatment of client cleared derivatives.
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Freightwaves named FIA Innovator of the Year
FIA announced today that Freightwaves has been named the FIA Innovator of the Year at FIA Expo. Freightwaves will receive more than $20,000 in marketing support, cash and other resources.
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