Videos
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FIA announces fintech startups chosen for fifth annual Innovators Pavilion
FIA today announced that 20 companies have been chosen to exhibit in the FIA Innovators Pavilion at the 35th Annual Futures and Options Expo, which will take place in Chicago on Oct. 29-31.
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Opening remarks of FIA President and CEO Walt Lukken at FIA Forum: Frankfurt 2019
Opening remarks of FIA President and CEO Walt Lukken at FIA Forum: Frankfurt 2019
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FIA questions new OCC capital management plan in SEC letter
FIA submitted a letter to the SEC that raises concerns about the Options Clearing Corporation’s (OCC) proposed new capital management plan.
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FIA’s FMC requests flexibility for permissible investments for FCMs
FIA’s Financial Management Committee submitted a petition for more flexibility for FCMs to invest customer funds in safe and liquid financial instruments under applicable CFTC rules.
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FIA responds to CFTC, SEC on non-default losses
FIA responded to both the CFTC and the SEC on ICE Clear Credit’s proposed rule amendments to allocate non-default losses for investment losses and custodial losses to clearing members.
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18 September 2019
Please see attached an updated agenda for 18th September FIA Europe Operations Committee meeting. It now includes an item (3(i)) on EMIR Reporting position pairing & matching and John Graham (cc’d), who runs the FIA Reporting Working Group, will provide an update.
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FIA and ISDA call for further changes to CFTC rules for derivatives clearinghouses
FIA and ISDA sent a joint comment letter today in response to the CFTC’s call to enhance the rules governing various aspects of the Core Principles applicable to derivatives clearing organizations (DCOs). FIA and ISDA support many of the Commission’s proposed clarifications of and amendments to the regulations applicable to DCOs. However, the two trade associations recommend that the Commission amend or re-issue certain proposed rule changes to ensure that the regulatory framework supports the transparent, efficient and safe clearing of derivatives.
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Updated CME Group regulatory guidance on block trades
The CME Group Market Regulation Department is adopting updated guidance in its Market Regulation Advisory Notice (MRAN) concerning the execution of block trades in CME, CBOT, NYMEX, and COMEX products.
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FIA EPTA response to the ESMA Consultation on the Cost of Market Data and the Consolidated Tape
FIA EPTA agrees with ESMA’s assessment that user data fees are high and have increased over the past years. We also agree that new fees have been added and that market data policies and agreements are increasingly complex.
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FIA response to ESMA consultation on market data fees
On 6 September, FIA submitted a response to ESMA to their consultation on the development in prices for pre- and post-trade data and on the consolidated tape for equity instruments.
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