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FIA PTG proposals to ensure proper governance and lower costs of CAT
In a letter filed with the Securities and Exchange Commission, the FIA Principal Traders Group said it supports the Commission's action to address spiralling Consolidated Audit Trail costs, promote accountability and fashion a reasonable governance framework for the CAT.
CONTINUE READINGEU T+1 Industry Committee publishes road map for T+1 settlement transition
The EU T+1 Industry Committee has published a high-level road map for the transition to a T+1 settlement cycle for securities on 11 October 2027. The road map contains a set of recommendations developed collaboratively by association representatives and workstream leads from various industry segments.
CONTINUE READINGEU T+1 Industry Committee publishes road map for T+1 settlement transition
The EU T+1 Industry Committee has published a high-level road map for the transition to a T+1 settlement cycle for securities on 11 October 2027. The road map contains a set of recommendations developed collaboratively by association representatives and workstream leads from various industry segments.
CONTINUE READINGAdvancing EU capital markets: Prioritising key targets for the Savings and Investments Union
Markets industry associations' letter to European Commissioner Maria Luís Albuquerque regarding priorities for the Savings and Investments Union.
CONTINUE READINGFIA New Member Profile – PJP Law
PJP Law, a Washington, D.C-based law firm was founded in 2025 by Paul J. Pantano, a commodities and derivatives lawyer who has represented energy companies, commodity and swap dealers, financial institutions, brokerage firms and trade associations in a wide variety of transactional, regulatory, investigative and litigation matters.
CONTINUE READINGFIA responds to ASX Consultation on Anomalous Order Thresholds for ASX 24 Products
FIA supports ASX’s AOTs for interest rate futures and urges further engagement on commodity thresholds to align with global best practices and enhance market integrity.
CONTINUE READINGFIA EPTA responds to ESMA consultation on derivatives transparency
FIA EPTA urges no step back in post-trade transparency in derivatives, in response to an ESMA consultation on revising RTS under the MiFIR review.
CONTINUE READINGFIA EPTA responds to BaFin consultation on intervention for turbo certificates
FIA EPTA supports responded to a consultation by BaFin to support proposed product intervention on turbo certificates for German retail investors.
CONTINUE READINGFIA responds to ESMA consultation on derivatives transparency
The response notes it is essential to take into account how a specific market is being used by understanding the central limit order book and the size of business that can be executed in that order book in a short amount of time without causing price slippage. Moreover, it is important to distinguish between ETD and OTC product specificities.
CONTINUE READINGFIA New Member Profile – Lowenstein Sandler LLP
Lowenstein Sandler LLP is a full-service national law firm with over 375 lawyers working from offices in New York, Palo Alto, Washington, D.C., New Jersey, and Utah. In its commodities, futures & derivatives practice, Lowenstein advises on trading, brokerage and exchange regulatory issues, investigations, litigation and capital markets activities (including mergers and acquisitions).
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