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FIA responds to FICC proposed default management and porting rules for its agent clearing service model
FIA submitted a comment letter to the SEC responding to FICC’s proposed default management and porting rules for its agent clearing service model.
CONTINUE READINGFIA EPTA responds to European Commission targeted consultation on integration of EU capital markets
Responding to the European Commission’s consultation on capital markets integration, FIA EPTA calls for reducing friction in trading and post-trading and improving the competitive landscape.
CONTINUE READINGTrade associations request EMIR 3.0 Active Account Requirement forbearance
FIA, EACB, EFAMA and ISDA have written to the European Securities and Markets Authority to highlight concerns regarding the imminent entry into effect of the Active Account Requirement on 24 June 2025, in the absence of required Level 2 implementing rules. Without these rules, EU market participants lack clarity on the final AAR requirements with which they must comply from that date. The associations request that ESMA issues an opinion to national competent authorities asking them not to prioritise any supervisory or enforcement action in relation to AAR, namely the representativeness requirement.
CONTINUE READINGFIA PTG responds to FINRA Rule Modernization Review
The FIA Principal Traders Group welcomes the opportunity to participate in the Modernization Review and commended FINRA for undertaking this worthwhile initiative.
CONTINUE READINGPeople News – May/June 2025
Appointments, promotions and other people news in the derivatives industry
CONTINUE READINGMarketVoice Podcast - IDX Preview with Anna Davreux and Nate Lalone
Ahead of IDX, Walt Lukken spoke with Anna Davreux, senior vice president and partner at FleishmanHillard, and Nate Lalone, partner at Katten, to discuss the European policy and regulatory landscape. They cover the Capital Markets Union and simplification, the impact of geopolitical events, the relationship between the UK and the EU, and crypto. To end, Davreux and Lalone share their favourite spots to eat in their respective cities.
CONTINUE READINGViewpoint - Clearing the air on US Treasury clearing
With the deadlines for the SEC's US Treasury clearing mandate looming, FIA has taken a keen and active interest in this new market structure.
CONTINUE READINGFIA responds to European Commission consultation on the integration of EU capital markets
Responding to the European Commission’s consultation on capital markets integration, FIA calls for simplification and burden reduction, makes recommendations on post-trading issues, distributed ledger technology and asset tokenisation, and adds to the debate on supervision.
CONTINUE READINGIDX 2025 opening remarks: Forging our future
Opening remarks of Walt Lukken, President and CEO of FIA, at the International Derivatives Expo (IDX) in London on 16 June 2025. As prepared for delivery.
CONTINUE READINGFIA EPTA elects new Chair, Vice Chair, Executive Committee members
The FIA European Principal Traders Association (FIA EPTA) announced that Niels Lemmers, Head of Public Affairs at Flow Traders, has been elected Chair of the association that represents Europe’s leading market making firms.
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